Name of the Company :VASWANI INDUSTRIES LIMITED. Scrip Code : BSE
533576, NSE VASWANI. Class of Security : Equity Shares. Quarter ended : 31.12
.
.
I (a) Statement showing Shareholding Pattern Name of the Company :VASWANI INDUSTRIES LIMITED Scrip Code : BSE 533576, NSE VASWANI
Class of Security : Equity Shares
Quarter ended : 31.12.2011
Partly Paid-up shares Held by promoter / promoter group
No. of Partly Paid-up shares
As a % of total no. of partly As a % of total no. of shares paid-up shares of the Company
Held by public Total
Outstanding convertible securities Held by promoter / promoter group
0
Held by public
Warrants Held by promoter / promoter group
0
0
0
0
0 As a % of total no. of shares of the Company, assuming full conversion of the convertible securities
0
0
0
0
0
0 As a % of total no. of shares of the Company, assuming full conversion of warrants
As a % of total no. of warrants
No.of warrants
Held by public Total Total paid-up capital of the company, assuming full conversion of warrants and convertible securities
0
As a % of total no. of outstanding convertible securities
No. of outstanding securities
Total
0
0
0
0
0
0
0
0
25990700
Page 1
(I)(a) Shareholding Pattern under Clause 35 Name of the Company: VASWANI INDUSTRIES LIMITED Scrip Code: BSE 533576 Category code
VASWANI INDUSTRIES LIMITED Quarter ended:
31.12.2011
NSE VASWANI
Category of shareholder
Total number of shares
Number of shareholders
Number of shares held in dematerialized form
Total shareholding as a percentage of total number of shares As a percentage of (A+B+C)
Shares pledged or otherwise encumbered
As a percentage of (A+B)[1]
No of shares (A) -1 (a) (b) (c) (d) (e)
-2 (a) (b) (c) (d)
(B) -1 (a) (b) (c) (d) (e) (f) (g) (h) -2 (a) (b)
(c)
(C)
Shareholding of Promoter and Promoter Group[2]
Indian Individuals/ Hindu Undivided Family Central Government/ State Government(s) Bodies Corporate Financial Institutions/ Banks Any Other (specify) PAC Sub-Total (A)(1) Foreign Individuals (Non-Resident Individuals/ Foreign Individuals) Bodies Corporate Institutions Any Other (specify) Sub-Total (A)(2) Total Shareholding of Promoter and Promoter Group (A)= (A)(1)+(A)(2)
0.00 0.00 34.72 0.00 0.00 0.00 17.19 51.91 0.00 0.00 0.00 0.00 0.00 0.00 51.91 0.00 0.00 0.00
3 0 0 0 6
9023500 0 0 0 4467200
0 0 0 0 0
9
13490700
0
0 0 0 0 0 9
0 0 0 0 0 13490700
0 0 0 0 0 0
51.91 0.00 0.00 0.00 0.00 0.00 0.00 51.91
0 0 0 0 0 0 0 0 0
0 0 0 0 0 0 0 0 0
0 0 0 0 0 0 0 0 0
0.00 0.00 0.00 0.00 0.00 0 0 0.00 0.00 0.00 0.00
Public shareholding[3]
Institutions Mutual Funds/ UTI Financial Institutions/ Banks Central Government/ State Government(s) Venture Capital Funds Insurance Companies Foreign Institutional Investors Foreign Venture Capital Investors Any Other (Trust) Sub-Total (B)(1) Non-institutions Bodies Corporate Individuals i. Individual shareholders holding nominal share capital up to Rs. 1 lakh. ii. Individual shareholders holding nominal share capital in excess of Rs. 1 lakh. Any Other (specify) . 1. N R I 2. N R N 3.OFFICE BEARERS 4. Foreign National 5. Clearing members 6. Foreign Companies 7. Director/Relatives 8. Trust 9. HUF Sub-Total (B)(2) Total Public Shareholding (B)= (B)(1)+(B)(2) TOTAL (A)+(B) Shares held by Custodians and against which Depository Receipts have been issued 1. Promoters 2.Public Sub-Total (C) GRAND TOTAL (A)+(B)+(C)
0.00 0.00 34.72 0.00 0.00 0.00 17.19
0
0
0
0.00
266
5833775
5833775
3711
2787564
2787564
22.45 0.00 10.73
48
3265819
3265819
12.57
26 4 0 0 150 0 0 0 0 4205 4205 4214
20741 11200 0 0 580901 0 0 0 0 12500000 12500000 25990700
20741 11200 0 0 580901 0 0 0 0 12500000 12500000 12500000
0.00 0.08 0.04 0.00 0.00 2.24 0.00 0.00 0.00 0.00 48.09 48.09 100.00 0.00
4214
25990700
12500000
100.00
As a percentage
0.000 0.000
0.000 0.000
0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 22.45 0.00 10.73 12.57 0.00 0.08 0.04
2.24 0.00
0.00 48.09 48.09 100.00 0.00 100.00
-
-
(I)(b) Sr. No.
Statement showing holding of securities (including shares, warrants, convertible securities) of persons belonging to the category “Promoter and Promoter Group” Name of the shareholder
Details of Shares held Number of As a % of grand toal shares held (A)+(B)+(C)
(I) 1 2 3 4 5 6 7 8 9
(II) PRAMOD VASWANI RAVI VASWANI YASHWANT VASWANI MANISHA VASWANI JUHI VASWANI SUDHA VASWANI RAVI VASWANI(HUF) KRITIKA VASWANI SATISH VASWANI TOTAL
(III) 3469860 3402800 2150840 1572500 1562500 1221200 60000 50000 1000 13490700
(IV)
No.
(V) 13.35 13.09 8.28 6.05 6.01 4.70 0.23 0.19 0.00 51.91
Encumbered shares As a percentage
(VI)=(V)/(III)*10 0 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0 0.00
Details of warrants
Total shares (including underlying shares assuming full conversion of warrants and convertible securities) as a % of diluted share capital
Details of convertible securities
As a % of grand toal (A)+(B)+(C) of sub-clause (I)(a)
Number of warrants held
As a % total number of warrants of the same class
Number of convertible securities held
As a % total number of convertible securities of the same class
(VIII)
(IX)
(X)
(XI)
(VII) 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00
(I)(c)(i) Statement showing holding of securities (including shares, warrants, convertible securities) of persons belonging to the category “Public” and holding more than 1% of the total number of shares Sr. Name of the shareholder Number of Shares as a Details of convertible No. shares held percentage of total Details of warrants securities number of shares As a % total % w.r.t total {i.e., Grand Total number of number of warrants of the convertible (A)+(B)+(C) indicated Total shares (including underlying shares same class securities of in Statement at para assuming full conversion of warrants and Number of (I)(a) above} the same convertible securities) as a % of diluted share convertible class capital Number of warrants held securities held 1 1254400 4.83 DECENT FINANCIAL SERVICES PVT LTD 2 891522 3.43 MGF GROWTH RESEARCH AND INVESMART LIMITED 3 812705 3.13 MOTISONS SHARES PRIVATE LIMITED 4 311547 1.20 SAGAR RAJESHBHAI JHAVERI 0.00 TOTAL 3270174 12.58209283
(XII)
(I)(c)(ii Statement showing holding of securities (including shares, warrants, convertible securities) of persons (together with PAC) belonging to the category “Public” and holding more than 5% of the total number of shares of the ) company Sr. Name(s) of the shareholder(s) and the Persons Acting in Concert Number of Shares as a Details of convertible Details of warrants securities No. (PAC) with them shares percentage of total number of shares As a % total % w.r.t total {i.e., Grand Total number of number of (A)+(B)+(C) indicated warrants of the convertible Total shares (including underlying shares in Statement at para same class securities of assuming full conversion of warrants and Number of (I)(a) above} the same convertible securities) as a % of diluted share convertible class capital Number of warrants securities held 1 0 0.00 TOTAL 0 0.00
(I)(d)
Statement showing details of locked-in shares
Sr. No.
Name of the shareholder
1 2 3 4 5 6 7 8 9
JUHI VASWANI KRITIKA VASWANI MANISHA VASWANI PRAMOD VASWANI RAVI VASWANI RAVI VASWANI(HUF) SATISH VASWANI SUDHA VASWANI YASHWANT VASWANI TOTAL
Number of locked-in shares
1562500 50000 1572500 3469860 3402800 60000 1000 1221200 2150840 13490700
Locked-in shares as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above} 6.01 0.19 6.05 13.35 13.09 0.23 0.00 4.70 8.28 51.91
(II)(a) Statement showing details of Depository Receipts (DRs) Sr. No.
Type of outstanding DR (ADRs, GDRs, SDRs, etc.)
Number of outstanding DRs
Number of shares underlying outstanding DRs
Shares underlying outstanding DRs as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above}
1 TOTAL
(II)(b) Statement showing Holding of Depository Receipts (DRs), where underlying shares are in excess of 1% of the total number of shares Sr. Name of the DR Holder Type of Number of shares Shares underlying No. outstanding underlying outstanding DRs as a DR (ADRs, outstanding DRs percentage of total number GDRs, SDRs, of shares {i.e., Grand Total etc.) (A)+(B)+(C) indicated in Statement at para (I)(a) above} 1 TOTAL
[1] For determining public shareholding for the purpose of Clause 40A. [2] For definitions of “Promoter” and “Promoter Group", refer to Clause 40A. [3] For definitions of “Public Shareholding”, refer to Clause 40A.
