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AFGL-TR-89-0044 ENVIRONMENTAL RESEARCH PAPERS, NO. 1022

00 WN jGlobal

Adiabatic and Diabatic Initialization of the AFGL Spectral Model Using Dynamic Normal Mode and Nonlinear Normal Mode Methods

LARRY KNOWLTON DONALD NORQUIST ROSS HOFFMAN

f16

February 1989

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(U) Adiabatic and Diabatic Initialization of the AFGL Global Spectral Model Using Dynamic Normal Mode and Nonlinear Normal Mode Methods 12. PERSONAL AUTHOR(S)

Knowlton, Larry; Norquist, Donald; Hoffman, Ross* 13a. TYPE OF REPORT

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1989 February 16

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SUB-GROUPJNumerical weather predictionj) _NornuU m ! !p -_...e. aba initialization;) - -/ W~eather foreca-~ff,--..- D-aatic initialization, (/ )

19. ABSTRACT (Continue on r;Arse if necessary and identify by block number)

Dynamic no al mode initialization (DNI) is applied to low and high resolution versions of the AFGL g ba spectral model. This scheme is tested against the operational nonlinear normal mode/initialization (NMI) procedure using both adiabatic and diabatic forms of the model tende cies. The DNI-based forecasts are comparable in accuracy to the NMI-based forecasts, Aith small differences between the adiabatic and diabatic versions of each. DNI initial condi ions were somewhat more damped in the divergence fields than were the NMI fields. Thi is believed to be due to the frequency response characteristics of the DNI's forward-bac ward time scheme, which tended to partially damp resolvable wavelengths

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Contents

1. INTRODUCTION

1

2. DNI IN A LOW RESOLUTION GSM ENVIRONMENT

2

2.1 Numerical Experiment Results

4

3. DNI IN A HIGH RESOLUTION GSM ENVIRONMENT 3.1 Adiabatic Initialization 3.2 Diabatic Initialization

13 13 23

4. CONCLUSIONS

31

REFERENCES

39

Illustrations 1. Schematic Diagram of DNI Process

3

2. Change of the Global Mean Square of Tendencies After DNI: (a) Surface Pressure, (b) Divergence

5

iii

3. Surface Pressure Changes for Selected Grid Points out to 12 Hours From 12Z 17 June 1979 for the Different Low Resolution (15R, 6L) Initialization Methods: (a) West of Sumatra, (b) off Chile, (c) South of Aleutians, (d) West of Hawaii, (e) Over the Himalayas, (f) Over Antarctica

7-9

4. RMS Differences Between AFGL GSM 12 hour 15R, 6L Adiabatically Initialized Forecasts and Corresponding FGGE 3A Verifications From 12Z 17 June 1979: (a) Geopotential Height, (b) u Component of the Wind, (c) V Component of the Wind

11

5. RMS Differences Between AFGL GSM 12 Hour 15R, 6L Adiabatically Initialized Forecasts and Corresponding FGGE 3A Verifications From 12Z 17 June 1979 for Two, Three, and Four Iterations of DNI: (a) u Component of the Wind, (b) v Component of the Wind, (c) Geopotential Height

12

6. Surface Pressure Changes for Selected Grid Points out to 96 Hours From 12Z 17 June 1979 for the Different High Resolution (40R, 12L) Initialization Methods: (a) West of Sumatra, (b) off Chile, (c) South of Aleutians, (d) West of Hawaii, (e) Over the Himalayas, (f) Over Antarctica

16-18

7. RMS Differences Between AFGL 40R, 12L (GWC) GSM 12- and 24-Hour Adiabatically Initialized Forecasts and Corresponding FGGE 3A Verifications From 12Z 17 February 1979: (a, d) u Component of the Wind, (b, e) v Component of the Wind, (c, f) Geopotential Height, Using Different Methods of Initialization

19

8. RMS Differences Between AFGL 40R, 12L (GWC) GSM 12- and 24-Hour Adiabatically Initialized Forecasts and Corresponding FGGE 3A Verifications From 12Z 17 June 1979: (a, d) u Component of the Wind, (b, e) v Component or the Wind, (c, f) Geopotential Height Using Different Methods of Initialization

20

9. RMS Differences Between AFGL 40R, 15L (ALL) GSM 12- and 24Hour Adiabatically Initialized Forecasts and Corresponding FGGE 3A Verifications From 12Z 17 February 1979: (a, d) u Component of the Wind, (b, e) v Component of the Wind, (c, f) Geopotential Height Using Different Methods of Initialization

21

10. RMS Differences Between AFGL 40R, 15L (ALL) GSM 12- and 24-Hour Adiabatically Initialized Forecasts and Corresponding FGGE3A Verifications From 12Z 17 June 1979: (a, d) u Component of the Wind, (b, e) v Component of the Wind, (c, f) Geopotential Height Using Different Methods of Initialization

22

11. RMS Differences Between AFGL 40R, 12L (GWC) GSM 12- and 24-Hour Adiabatically Initialized Forecasts and Corresponding FGGE3A Verifications From 12Z 17 February 1979: (a, d) u Component of the Wind, (b, e) v Component of the Wind, (c, f) Geopotential Height Using Different Methods of Initialization

24

iv

12. RMS Differences Between AFGL 40R, 12L (GWC) GSM 12- and 24-Hour Diabatically Initialized Forecasts and Corresponding FGGE 3A Verifications From 12Z 17 June 1979: (a, d) u Component of the Wind, (b, e) v Component of the Wind, (c, f) Geopotential Height Using Different Methods of Initialization

25

13. RMS Differences Between AFGL 40R, 15L (ALL) GSM 12- and 24-Hour Diabatically Initialized Forecasts and Corresponding FGGE 3A Verifications From 12Z 17 February 1979: (a, d) u Component of the Wind, (b, e) v Component of the Wind, (c, f) Geopotential Height Using Different Methods of Initialization

26

14. RMS Differences Between AFGL 40R, 15L (ALL) GSM 12- and 24-Hour Diabatically Initialized Forecasts and Corresponding FGGE3A Verifications From 12Z 17 June 1979: (a, d) u Component of the Wind, (b, e) v Component of the Wind, (c, f) Geopotential Height Using Different Methods of Initialization

27

15. Vertical Profiles of 40R, 12L (GWCD)Forecast RMS Divergence Beginning From 12Z 17 February 1979 and 12Z 17 June 1979 Using Different Methods of Initialization: (a, d) 0 Hour, (b, e) 12 Hour, (c, f) 24 Hour

28

16. Vertical Profiles of 40R, 15L (ALL) Forecast RMS Divergence Beginning From 12Z 17 February 1979 and 12Z 17 June 1979 Using Different Methods of Initialization: (a, d) 0 Hour, (b, e) 12 Hour, (c, f) 24 Hour

29

17. Initial Time Vertical Velocities (10-3 mb s - 1 ) at Sigma Level 0.574 (z500 mb) for 12Z 17 June 1979 Analysis and Different Initialization Methods (Positive Values Indicate Sinking Motion, Negative Values Indicate Rising Motion): (a) Analysis, (b) NMI, (c) GWC NMID, (d) AFGL (ALL) NMID, (e) DNI, (f) GWC DNID, (g) AFGL (ALL) DNID

33-36

Tables

1. Global RMS Differences of Vorticity (10-6 sec'l), Divergence (10-6 sec - 1 ), Temperature (K), and Surface Pressure (mb) Among the Forecasts After Low Resolution (15R, 6L) DNI, NMI, and NOI

10

2. Global RMS Differences of Vorticity (10-6 sec - 1 ), Divergence (10-6 sec - 1 ), Temperature (K), and Surface Pressure (mb) Among the Forecasts After High Resolution (40R, 12L) DNI, NMI, and NOI

15

V

3. Global RMS Differences Between Forecast and Analyzed Vertical Velocity (10- 3 mb sec- 1 ) From 12Z 17 June 1979 for Sigma Level 0.574 (-500 mb).

vi

32

Adiabatic and Diabatic Initialization of the AFGL Global Spectral Model Using Dynamic Normal Mode and Nonlinear Normal Mode Methods

1. INTRODUCTION Initialization, the process of balancing the analyzed mass and wind fields before a model forecast begins, to prevent contamination by high frequency gravity waves during the forecast, has attracted much attention in recent years. Various initialization schemes have 3 evolved out of past studies, such as the static balance method, 1,2 dynamic initialization, and normal mode initialization.4 A review of various initialization schemes can be found in Daley. 5 These schemes have exhibited many individual capabilities, but also had liabilities such as the need for quasi-geostrophic assumptions and elliptic conditions (static balance method), increased computational time (dynamic initialization), convergence problems when including diabatic effects, and difficulty in application to limited area models (normal mode

(Received for publication 14 February 1989) 1. Charney, J. (1955) The case of the primitive equations of motion in numerical forecasting. Tellus, 7:22-26. 2. Phillips, N. (1960) On the problem of initial data for the primitive equations. Tellus, 12:121-126. 3. Miyakoda, K., and Moyer, R.W. (1968) A method of initialization for dynamical weather forecasting. Tellus, 20:115-128. 4. Machenhauer, B. (1977) On the dynamics of gravity oscillations in a shallow water model, with application to normal mode initialization. Beitr. Phys. Atmos., 50:253271. 5. Daley, R. (1981) Normal mode initialization. Rev. Geophys. Space Phys., 19:450-468.

initialization). However, a new type of initialization demonstrated by Sugi 6 has been shown to successfully combine all the advantages and eliminate most of the disadvantages of the earlier initialization schemes. This initialization procedure is referred to as "dynamic (or implicit) normal mode initialization" (DNI). The procedure achieves damping of undesirable high frequency gravity waves by the forward-backward integration of the linear part of a model state around the initial time without the explicit computation of the model normal modes. The performance of DNI is evaluated further in this study by applying the scheme to varius resolution versions of the AFGL global spectral model (GSM) (see Brenner et al. 7 ), and comparing the forecasts obtained from DNI to those forecasts obtained from the Machenhauer nonlinear normal mode initialization (NMI) (see Ball~sh 8 ) and a noninitialized model state (NOI). Both the VAX 8650 and CRAY 2 computer systems were employed in this study--the former for an initial low resolution "test" run of the GSM (Section 2), and the latter for the higher resolution forecasts presented in Section 3 and the full physics (diabatic) GSM runs described in Section 4.

2. DNI IN A LOW RESOLUTION GSM ENVIRONMENT The first application of DNI in this study was to the low resolution (15 rhomboidal, 6 layer) baseline GSM described in Brenner et al. 7 This GSM included simple boundary-layer and convection physics as described in Sela.9 Figure 1 is a schematic flow chart of the DNI process. The initial undamped global analysis is read by the GSM, and the nonlinear part of the full model tendencies are computed from the present model state. The routine ADDLIN adds the linear part of the full present model state tendencies to the nonlinear part from GSM to obtain new full model tendencies. Linearized present model state tendencies are computed in LINGSM, a linearized version of the adiabatic GSM, 1 0 which calculates linearized tendencies directly from the initial model state. After LINGSM, an update calculation of the nonlinear part of the full tendencies is performed in NLUPDATE by subtracting the linearized tendencies calculated in LINGSM from the full model tendencies

6. Sugi, M. (1986) Dynamic normal mode initialization. J. Meteor. Soc. Japan, 64:623-626. 7. Brenner, S., Yang, C.H., and Yee, S.Y.K. (1982) The AFGL Spectral Model of the Moist Global Atmosphere: Documentation of the Baseline Version. AFGL-TR-82-0393, Air Force Geophysics Laboratory, Hanscom AFB. (NTIS ADA 129283.] 8. Ballish, A.B. (1980) Initialization Theory and Application to the NMC Spectral Model. Ph.D. thesis, Dept. of Meteorology, U. of Maryland. 9. Sela, J. (1980) Spectral modeling at the National Meteorological Center. Mon. Wea. Rev.. 108:1279-1292. 10. Sela, J. (1982) The NMC Spectral Model. NOAA Technical Report NWS-30.

2

Analysis

I 81

GSM

ADDLIN

LINGSM

NLUPDATE

OKAMURA

INIT

3OIN

Figure 1. Schematic Diagram of DNI Process

calculated in ADDLIN. The linearized tendencies from LINGSM and the nonlinear part of the full tendencies are then passed into routine OKAMURA and integrated a specific number of times using the OKAMURA forward-backward selective damping scheme employed by Sugi. 6 In the forward step, the sum of the linearized tendencies and the nonlinear part of the full model tendencies are multiplied by the time step At and added to the present model state. In the backward step, the sum of linearized tendencies of the forward step model state and the original nonlinear part of the full model tendencies are multiplied by At and subtracted from the forward step model state. Thus, the nonlinear part of the full model tendencies is held constant during the forward-backward integration. The integrated linearized tendencies and nonlinear part, of the full model tendencies form the new damped model state. Then new linearized tendencies of that damped model state are calculated in OKAMURA using LINGSM and used in the next integration. After the specified number of integrations is completed for that iteration, the damped model state is used to compute the new full model tendencies from GSM and ADDLIN, and the linearized version of these from LINGSM are subtracted to get the new nonlinear part of the full model tendencies in NLUPDATE. The process is repeated until the specified number of iterations is completed. In the Machenhauer nonlinear NMI, 8 the linear and nonlinear parts of the full tendencies are treated together in the normal mode computations during each iteration. In this study, two iterations of the Machenhauer NMI were employed using two vertical modes. Five iterations of 11, 20, and 218 forward-backward integrations with the time steps of 598, 420, and 137 seconds, respectively, were used in three separate DNI runs. These number of integrations (n) and time steps (A t) were computed using Sugi's Eqs. (23)-(26) where max was set to a value corresponding to the maximum frequency of the model normal modes. This frequency, in the case of the 6-layer, 15-rhomboidal AFGL GSM, corresponds to a period of 1.07 hours. The three values of n and t correspond to values for the response functions, k(wmax), of -0.9, 0.0, and 0.9, respectively. The following sections present the results of low resolution initialization experiments similar to Sugi 6 for the FGGE 3A global analysis of 12 GMT 17 June 1979. 2.1 Numerical Experiment Results Figures 2a and 2b show the change of the global mean square of the tendencies of surface pressure and 200 mb divergence, respectively, for the three cases of OKAMURA integrations used in this study. These quantities reveal the change of the initial state balance and the nature of the iterative convergence. In agreement with Sugi, both of these quantities show a decrease throughout the DNI process for all three cases of iterations, with the greater decrease occuring in the surface pressure tendencies; however, the decrease in the divergence is not as great as that shown by Sugi. It was not clear whether Sugi included diffusion in his initializations. If he did include diffusion, this may have contributed

4

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Pressure, (b)Divergence

5

to the greater degree of damping observed in his divergence tendencies as compared to the divergence tendencies generated by the initializations in this study, which did not include diffusion. Surface pressure changes for DNI, NMI, and NOI forecasts out to 12 hours are shown in Figure 3 for six different grid points on the low resolution AFGL GSM. These six grid point locations correspond closely to the six locations in Sugi. 6 Like Sugi, the high frequency, large amplitude pressure oscillations evident in the forecasts with no model initialization are shown to be significantly damped in both the DNI and NMI initialized forecasts. The frequency of the large amplitude surface pressure oscillations for NOI in the AFGL low resolution environment are lower than those found by Sugi, most likely due to the presence of smaller scale waves being detected by the higher horizontal and vertical resolution of Sugi's GSM. Table 1 summarizes the mass-weighted global root mean square (RMS) differences between vorticity, divergence, temperature, and surface pressure among the DNI, NMI, and NOI AFGL low resolution GSM forecasts. As in Sugi, 6 with the exception of vorticity at the initial time and 6 hours, the RMS differences between DNI and NMI are generally smaller than between DNI and NOI or NMI and NOI. It appears that, with initialization, two solutions from different initial conditions diverge less rapidly than solutions from initial states involving one with and one without initialization. At the initial time, the RMS differences between DNI and NOI are smaller than between NMI and NOI for temperature and surface pressure but larger for vorticity and divergence. Sugi found this same trend except for divergence, and suggested that his results indicated that DNI modifies the rotational wind field more and the mass field less than NMI. Unlike Sugi's results, the divergence values in this study show the same trend as the vorticity for the DNI-NOI and NMI-NOI, suggesting that the divergent wind field is also modified more and the mass field less by DNI than by NMI. The three plots in Figure 4 show the RMS differences between the AFGL GSM 12hour forecasts and the corresponding FGGE 3A verifications of geopotential height, and the u and v components of the wind. It is readily apparent in Figure 4a that the DNI and NMI forecasts of geopotential height are quite similar and much better than the forecast without initialization (NOI) below 250 mb. Above 250 mb, NOI actually becomes better than NMI, but the DNI forecast remains superior to NOI up to 150 mb. RMSE values of Z in Figure 4a at levels above 150 mb are most likely the result of processes other than initialization, like pre- and post-processing of forecasts between model layers and isobaric levels. In fact, DNI presents the best forecast of the three schemes throughout the layer above 400 mb and around the 500 mb level. The NMI forecast surpasses both the DNI and NOI forecasts below 600 mb and near the 400 mb level. It appears from these results that NMI may be slightly better than DNI in geopotential height forecasts in the lower levels, while DNI provides the better upper level forecasts.

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Figure 3 (cant). U)9 Surface Pressure Changes for Selected Grnd Points out to 12 Hours From 12Z 17 June 1979 for the Different Low Resolution (15R, 6L) Initialization Methods: (e)Over the Himalayas, (f) Over Antarctica

TabLi 1. Global RMS Differences of Vorticity (0"-sec-1 ),Divergence (10-6 sec- 1 ), Temperature (K), and Surface Pressure (mb) Among the Forecasts After Low Resolution (15R, 6L), DNI, NMI, and NOI

VORT

DIV

TEMP

SURFP

DNI-NMI

DNI-NOI

NMI-NOI

0

1.520

1.579

0.901

6

3.631

3.665

2.614

12

2.625

2.870

2.854

0

1.475

3.943

3.466

6

2.762

4.497

4.014

12

2.901

4.188

3.772

0

0.631

0.701

1.154

6

0.281

0.589

0.648

12

0.403

0.618

0.771

0

1.178

2.461

2.746

6

1.104

3.990

4.377

12

1.368

3.113

3.842

Figures 4b and 4c reveal a consistent superiority of the DNI forecast of both the u and v components of the wind over NMI and NOI below 100 mb. As with the geopotential height forecasts, a striking feature in the u and v forecasts is the better forecast of NOI relative to NMI between 300 and 100 mb. These figures suggest that NMI may have a problem, at least in the first 12 hours, in balancing the mass and wind fields in the vicinity of the jet stream, where high wind-speeds exist. The above DNI-based forecasts were repeated for 11 and 218 time integrations for each of the five iterations, and the results showed very little difference between those forecasts and the forecast resulting from 20 integrations of the OKAMURA scheme. This negligible difference was evident in both the surface pressure variations at grid points (as in Figure 3) and the forecast RMS differences from the verification fields. Thus, it appears that the 11-integration scheme is preferable to the 20 and certainly to the 218 integrations in terms of computational efficiency for the low resolution model. The number of iterations in 10

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Forecasts and Corresponding FGGE 3A Verifications From 12Z 17 June 1979: (a) Geopotential Height, (b) u Component of the Wind, (c) v Component of the Wind

11

the DNI were varied as well for the 11 -integration case, with the results for two, three, and four iterations shown in Figure 5. The forecast u and v wind components in Figures 5a and 5b show that forecast quality improves with the number of iterations of DNI. The same is true for the height forecasts below 250 mb in Figure 5c, while above 250 mb, the lower b

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Figure 5. RMS Differences Between AFGL GSM 12 Hour 15R, 6L Adiabatically Initialized Forecasts and Corresponding FGGE 3A Verifications From 12Z 17 June 1979 for Two, Three, and Four Iterations of DNI: (a) u Component of the Wind, (b) v Component of the Wind, (c) Geopotential Height

12

iteration DNI provides a slightly better forecast. This trend in the DNI-based wind and height forecasts continues to five iterations as shown when comparing Figure 5 with Figure 4. Boundary layer fluxes of sensible heat from oceans and momentum from oceans and land, as specified in Brenner et al., 7 were included in the initializations for comparison to the adiabatic initializations. The resulting forecasts from these fields gave results very similar to the forecasts originating from initializations without the addition of these boundary layer processes. This suggests that simple parameterization of sensible heat fluxes from oceans and momentum fluxes from both oceans and land has negligible impact on the initialized state in the low resolution GSM. 3. DNI IN A HIGH RESOLUTION GSM ENVIRONMENT 3.1 Adiabatic Initialization Two high resolution (12 layer, 40 rhomboidal, and 15 layer, 40 rhomboidal) GSM adiabatic initialization experiments used DNI and NMI numerical experiments similar to those described in Section 2.1. The 12-layer, 40-rhomboidal GSM physics featured only simple boundary-layer and convection physics similar to the low resolution GSM in Section 2, while the 15-layer, 40-rhomboidal GSM included radiation physics1 1 in addition to more complex convection 12 and boundary layer 1 3 physics. Whereas forecasts generated from initialized fields included these physical effects, none of these physical effects were included in the adiabatic initialization process. The sigma thicknesses of the model layers for the 12layer case were identical to those of Brenner et al.1 4 Those of the 15-layer case were identical from the top of the atmosphere down to sigma = 0.8, where the two coarse layers were replaced by five thinner layers necessary to support the more sophisticated boundarylayer physics. Using the same equations from Sugi 6 as in the low resolution model, the corresponding n and At values for the high resolution DNI initializations were determined to be 80 and 225, respectively, for a response function .(w max) value of -0.9. The higher

11.

Ou, S.-C., and Liou, K.-N. (1988) Development of Radiation and Cloud Parameterization Programs for AFGL Global Models. Final Report, AFGL-TR-870246, Air Force Geophysics Laboratory, Hanscom AFB. AD A199440. 12. Soong, S.-T, O9ura, Y., and Kau, W.-S. (1985) A Study of Cumulus Parameterization in a Global Circulation Model. Final Report, AFGL-TR-85-0160, Air Force Geophysics Laboratory, Hanscom AFB. AD A170137. 13. Mahrt, L., Pan, H.-L., Ruscher, P., and Chu, C.-T. (1987) Boundary Layer Parameterization for a Global Spectral Model. Final Report, AFGL-TR-87-0246, Air Force Geophysics Laboratory, Hanscom AFB. AD Al 99440. 14. Brenner, S., Yeng, C.H., and Mitchell, K. (1984) The AFGL Global Spectral Model: Expanded Resolution Baseline Version. AFGL-TR-84-0308, Air Force Geophysics Laboratory, Hanscom AFB. [NTIS ADA 160370.]

13

number of integrations and smaller time step required for the high resolution DNI for the same response function value is expected due to the increased number of modes to be initialized. Five iterations of the DNI were used for the high resolution adiabatic experiments, and the NMI used two iterations in normalizing four vertical modes. In addition to the June case used for the low resolution initialization, high resolution GSM initialization forecast verification experiments were performed on the FGGE 3A global analyses of 12 GMT 17 February 1979. Table 2 presents the high resolution (12 layer, 40 rhomboidal) equivalent of Table 1 in Section 2.1 for 0, 12, and 24 hours. As with the low resolution initializations in this study, and in agreement with the results in Sugi, 6 the RMS differences between DNI and NMI are generally smaller than those between DNI and NOI or NMI and NO!. The RMS differences between DNI and NOI are smaller than those between NMI and NOI at the initial time except for vorticity, paralleling Sugi's results and supporting his hypothesis that DNI modifies the rotational wind field more and the mass field less than NMI. With the exception of the DNI-NMI temperature, the RMS differences in Table 2 all increase between 0 and 12 hours. This result is consistent with both Sugi's and this study's low resolution RMS differences, except for DNI-NOI divergence in the former and the DNI-NOI and NMI-NOI temperatures in the latter. By 24 hours, the RMS differences have decreased their rate of increase or, as in DNI-NOI temperature and pressure and NMI-NOI pressure, have actually decreased in magnitude from their 12-hour values, indicating a gradual decrease in the impact of the ONI and NMI on the forecast as the forecast period increases. This trend is also apparent in Sugi's results and this study's low resolution initializations described in Section 2. It is evident from Table 2 that, except for DNI-NOI surface pressure, the magnitudes of the RMS differences are significantly greater than those observed for the low resolution GSM in Table 1. This departure may be due to the difference in resolution between the two models. Greater variations in the initializations and subsequent forecasts can be expected to occur in the higher resolution model because smaller scale waves with stronger mass and wind gradients appear; however, the values in Table 2 also exceed those found by Sugi, whose GSM resolution was similar to the high resolution GSM used in this study. The possible use of diffusion by Sugi in his initializations may account for his lower RMS difference magnitudes. The high resolution (12 layer, 40 rhomboidal) surface pressure forecast traces out to 96 hours in Figure 6 are for the same six locations used in Sugi 6 and the low resolution surface pressure traces in Figure 3 of Section 2.1. In agreement with Sugi and the low resolution results, the high resolution pressure forecast traces reveal the strong damping effects of both DNI and NMI on the high frequency, large amplitude pressure variations of the NOI forecasts. The periods of the NOI, NMI, and DNI pressure oscillations out to 12 hours in Figure 6 are similar to those of Sugi's 12-hour pressure forecasts, though the amplitudes of the former are generally greater than the latter. The decreasing impact of DNI

14

and NMI on the longer range surface pressure forecasts becomes evident in Figure 6 as the period and amplitude of the NOI pressure oscillations decreases significantly after 24 hours and the variation between the NOI forecasts and the forecasts with DNI and NMI decrease.

RMS Differences of Vorticity Tabl 2. Global (10-sec-1 ), Divergence (10-6 sec- 1), Temperature (K), and Surface Pressure (mb) Among the Forecasts After High Resolution (40R, 12L), DNI, NMI, and NOI

VORT

DIV

TEMP

SURFP

DNI-NMI

DNI-NOI

NMI-NOI

0

1.665

1.904

1.664

12

4.291

5.573

6.735

24

6.236

7.400

9.386

0

3.727

4.982

5.511

12

5.042

8.268

9.454

24

6.736

9.382

12.319

0

0.591

1.057

1.287

12

0.570

1.237

1.402

24

0.643

1.184

1.412

0

0.914

2.566

2.826

12

1.326

4.399

4.691

24

1.412

3.858

4.331

Figures 7-10 show the RMS differences between the AFGL high resolution (40R, 12L, and 40R, 15L) GSM 12- and 24-hour forecasts from 12Z 17 February 1979 and 12Z 17 June 1979 and the corresponding FGGE 3A verification of geopotential height, and the u and v components of the wind. Like the AFGL low resolution (15R, 6L) GSM forecasts from 12Z 17 June 1979 in Section 2, the high resolution DNI and NMI 12-hour forecsts from both 12Z 17 June 1979 and 17 February 1979 are quite similar and significantly better than the forecasts without initialization (NOI). In fact, the superiority of the NOI 300-100 mb forecasts over those of the NMI exhibited in the low resolution forecasts disappears in the high resolution forecasts. The superior upper level DNI and lower level NMI geopotential

15

1023-

SUM

INIT TIM

12Z17JUN 9

1021-

(9 NM0A

1019-

+ ONIA

101710151013-

In 100s

w 0-

1007-

Li-

10011003100199 997

I 1

24

4t

4

54

6 6t

7t

t7

84 I9

t

A

84

9

FORECAST HOURS

b 1027-

CHI

INIT TIME 12Z17JUN79 (0 NO! L NMIA + ONIA

102510231021 101

w

0: 1017 W 1015a_1013C-)

100%10071005S

+

b

V

4

t

6

t

9

FORECAST HOURS

Figure 6. Surface Pressure Changes for Selected Grid Points out to 96 Hours From 12Z 17 June 1979 for the Different High Resolution (40R, 12L) Initialization Methods: (a)West of Sumatra, (b)off Chile

16

C 102

ALU

INIT TIME 12Z17JUN79 (D NOI NI

1018-A

10161014-

w ?

1012-

U)

S1010-

a-

00 1004

U)

1002 1004

FORECAST HOURS d 102

-

HAW

INIT TIME 12Z17.JUN79

101

NJ

U,101

S101 019

10 W1007(n 1015

1

44 n

4

7

8

FOECSTHOR

Fiur 6 cn)1ufaePesr CagsfrSeetdGi Pit u o 6HusFo 1 Z1 ue17 o h ifeetHg eouin(0,1 L ntaiainMtos (c1otho0letas,()Weto-Hwi U1

e 79

HIM

2Z17JUN79

INIT TIME

0 N01 NM[A DNIA

791-

79 Fn72 -

1~ 1

44

8

FOEAT OR Fiur 6Icn) ufc rsueC gsfrSeetdGi 1n 2 Z ue17 o h ifrntHg eouin(0,12 OvrteHmlaan)OerAtrtc LL18

6

7

4

onsott 6HusFo ntaiainMtos e

FEB

....

S5.. 10

10

a

122

FEB 17.1979

12Z

17.1979

S

is

IS

20

20

25

25

30

30

40

40

50

50 0.l 70

70

-

85

100

2

4

6

8

0

RMS OF U AT

4

6

18

20

=NMI NOI

-

0

2

4

6

8

10

14

12

Is

18

20

18

20

RMS OF V AT 12 HRS

12 HAS

FEB

12Z

FEB 17. 1979 5s 10

12

85

=Ml NOT

J ""'""'"" ............... .........................

20

20

25

25

30

30

CU 40

17.1979

12Z

5 I0

40

50

S0'

.d 70

70

85

-=NMI

8s

=NOI -- NI

20

40

60

80

I&

I O

140

160

0

200lO Z0

I

'2

4

6

FEB

12Z

FEB 17.1979

S

I0

10

Is

Is

ZO

2D

25

25

30

30

R40

U 40

70

70

--

NMI -NO1 --= Nt

8

10

2

4

6

a

RM

OF V AT 24 -R5

10

i2

8

10

14

16

12Z

17.1979

..........

--•

i

20

io 0

16

IRS

8

IS

=NO] NI

14

12

RNS OF U AT 24

RMS OF Z AT 12 HRS

S

=NMI

-

40

6

80

Iro Iro

RMS OF Z AT 24

140

=NMI NOI ONI

oI&I

2Wo

W4S

Figure 7. RMS Differences Between AFGL 40R, 12L (GWC) GSM 12- and 24-Hour Adiabatically Initialized Forecasts and Corresponding FGGE 3A Verifications From 12Z 17 February 1979: (a, d) u Component of the Wind, (b, e) v Component of the Wind, (c, f) Geopotential Height, Using Different Methods of Initialization 19

12Z

JUNE 1.1979

12

III* 17.1979

10

10

I5 20 25 3D

Is 20 Zs 30 U 40

540

so

so

70

70

1 NMI85-~l~

..

:NM I

=-N

85

---=t -NO

- ONI NO1

8

100 10 8 6 RMS O3F U AT

4

2

0

16

14 12 12 HRS

IS 18

20

JJ1E 17. 1979

4

2

0

12

is

IS

20

20

25

25

8

2 20

16

m

122 10

14 12 HRS

{"" .J#,

10

6

f01

0

6 Rt'S OF V AT

5

... ......... .............. .......

5:

10

17. 1979

12

30

30

40

540 50

so

70

70 NOI -NMI

ii

8s

000

0

20

jtN

40'

60 80 10 120 140 R1 OF' Z AT 12 HRS

190

180 200

UM

2F

4

6 AT0 1 I 611 03 u 612414R5

20

1

12

17.1979

-1XM

12

17,1979

NO]40

85

......................................... 10

iO-

Is

I

.........

20

20

25

25

30

30

540

540 u

400

70

70

85s

-

as

100 0

....

2

i2 14 6 8 10 5 RIIS1OFV %124 WRI"S

16

I1

20

1000

0

40

O

0 1012 OF' 2 AT 24 HR5

200

Fig ure 8. RMS Differences Between AFGL 40R, 12L (GWC) GSM 12- and 24-Hour Adiabatically Initialized Forecasts and Corresponding FGGE3A Verifications From 12Z 17 June 1979: (a,d) u Component of the Wind, (b, e) v Component of the Wind, (c, f) Geopotential Height Using Different Methods of Initialization 20

FEB

12Z

FEB 17.1979

12Z

17.1979

S

5

"".

..

10

10 iS.

IS

20

20

25

25

30

30

40

4m

U

W so

SD

a

b

U,

C. 70

70

85'

-

_L

ALL =N*I

-

=1r91

-

= NOI NI

85

S=NOI 0NI 2

0

FEB

4

10 1 12 14 6 3 RMS OF U AT 12 HRS

16

B

20

0

18

20

.....

..... ............... ......................

S

16

14

12Z

FEB 17.1979

12Z

17. 1979

0 12 6 a RMS OF V AT 12RS

4

2

10

10 15

is

20

20 25

25

30

-

_30

40

40

70

70

C

ALLIALL I0

1S0

ZS

25

Isl 20 as25

is 20 2S

as5

=M '=NOI .. . NI

30

NI iNOI i

30

40

..

NI

DU40 RM4SOF Z AT

RMS OF U AT 24 MRS

124 RS

W 50

5

FEBbtcal Initi19ze Foeat2adC resodn

FE17397 Veiictos2rm12. 70

'70

ALL

ALL

00a 2

4

6

B 10 12 14 "S1 OF V AT 24 WRS

Is

Is

0

0

0

go0 160 It0 140 5115 OF Z AT 24 MRS

197

1&

200

Figure 9. RMS Differences Between AFGL 40R, 15L (ALL) GSM 12- and 24-Hour IAdiabatically Initialized Forecasts and Corresponding FGGE 3A Venifications From 12Z 17 February 1979: (a,d) u Component of the Wind, b,e) v Component of the Wind, (c,f) Geopotential Height Using Different Methods of Initialization 21

.........

..

Is

Is

20 25 30

20

25 3

WSO'

SG

ab 70

70

ALL

AL.L -

8S

=NMI "'" =01

as

I

=.0 1

0

4

6

8

12

10

14

16

18

20

1000

A

2

6

RMS OF U PIT 12 HS

JUE 17.1979

JUNE

12Z

10....

8

RtS OF

.......................................

17.1979

1o

12

14

16

is

20

18

20

V AT 12 HRS

1IZ

I......,.........

i

IS

20

20

2S

25

30

30

so~

so "

O

CL 70

7 ALL •

lo

ALL

-=NMI

85

0

20

0 1o 120 140

4016 So 8

RMS OF Z AT

JUNE 17.1979

-

NI

I0

1

1

201)

2

JUE

17.1979

8

10

12

I,

16

IZi

S to.......0 l

~~

5~~

6

N -NI

RMS OF U AT 24 HAS

12Z

10

4

12 HAS

S 10

86

..

IS

Is

20

20

25

23

30

30

so

so

e

...

....... ..... ..........

f 70

70

-

85

N MI =Not;

-

85

-=NI II0

:2

:4

:6

'8

1'0

12

14

16

1l

20

101 a

40

60

101)

120

NMIl NO) = NI

1402160

1

201

WMS OF Z AT 24 HAS

WS OF V RI 24 HRS

Figure 10. RMS Differences Between AFGL 40R, 15L (ALL) GSM 12- and 24-Hour Adiabatically Initialized Forecasts and Corresponding FGGE 3A Verifications From 12Z 17 June 1979: (a, d) u Component of the Wind, (b, e) v Component of the Wind, (c, f) Geopotential Height Using Different Methods of Initialization 22

height forecasts observed in the low resolution 12-hour forecast is also apparent in the June high resolution 12-hour geopotential height forecasts. But this discrepancy between DNI and NMI disappears in the 24-hour June high resolution forecast and is nonexistent in the 12- and 24-hour February high resolution forecasts. Thus, it appears any preference of DNI or NMI to a particular level of the atmosphere is case dependent and disappears after 24 hours of forecast time. In fact, high resolution forecasts were run out to 96 hours for both the February and June cases, and the discrepancy of the RMS difference between forecast and analysis of geopotential height and u and v component of the winds among the DNI, NMI, and NOI forecasts became smaller with increased forecast time. This decreased impact of initialization with increased forecast range was also found by Brenner et al. 14 for velocity potential forecasts using NMI and NOI. They concluded that the damping effects of the semi-implicit time scheme and subgrid scale diffusion in the AFGL GSM adequately controls high frequency gravity waves beyond 24 hours. Thus, the primary application for initialization of forecast models is in their use as "first-guess" models in intermittent data assimilation processes where the accuracy of very short-term (6-12 hour) forecasts is important. 3.2 Diabatic Initialization Diabatic initializations were performed incorporating initial model tendencies contributed by each of the simple and complex physics packages used in the 12- and 15layer GSM forecasts, respectively, in addition to the adiabatic part of the tendencies as used above. For the diabatic initialization study, five iterations of both the DNI and NMI were performed, as opposed to the five iterations of DNI and two iterations of NMI used in the adiabatic study. Five iterations of the diabatic NMI were performed to assure convergence of the scheme, since divergence of the scheme has been observed in other diabatic NMI studies. As was done in the adiabatic NMI, four vertical modes were initialized in the diabatic NMI. The February and June case study RMS differences between forecasts and verifications are shown in Figures 11-14 for both the 12- and 15-layer GSM model runs with diabatic NMI and DNI (hereafter called NMID and DNID). The NOI, DNI, and NMI RMS difference plots presented in Section 3.3 are repeated in Figures 11-14 for comparison with the diabatic initializations. There is very little difference between the forecasts derived from NMI and DNI and those from the NMID and DNID, though it is obvious that the initialized forecasts are superior to the noninitialized forecasts. Thus, according to the results in this study, the inclusion of physics in initialization does not appear to benefit or worsen the forecast, at least in a globally averaged sense. Figures 15 and 16 show the 0-, 12-, and 24-hour global RMS divergence values from the June and February cases for both the 12-layer GWC simple physics and 15-layer complex (ALL) physics adiabatic and diabatic initialization runs. As expected from the damping characteristics of initialization, the initialized forecasts exhibit lower RMS values

23

FEB 17.1979

12Z

FEB 17.1979

5 10 IS

10 Is

20

20

25

25

30

30

40

40

a

b 70

70

85

-=NMI •=9INII X 2

6 8 30 32 I RIS OF U AT 12 FRS

4

FEB 17.1979

-NMI

85

=NO -- ONI x :NMI + :l lO

NMIL + ONIO 16

2

I8

0

E

12Z

Zoo

4

6 8 30 R315 OF V AT

FEB 17 1979

5

0

IZZ

5.-

-."

12 14 12 HAS

I6

I8

20

127

5

30

30

35

35

20

20

25

25

30

30

40

(D 40

50s

50

70

70

8s

0Z-

406

G

RMS OF

FEB 17.1979

100

Z AT

rO40 3

12 HRS

I

x 2

20 0oo

o

-NMI NO[ ONI :NMIO =ONID

e85

-=NMI =NOi - I =-X :NMIO =+I0

.

0

32Z

S is

2

4

6

8

3o

R1S OF U AT

12

24 HR5

34

I6

le

2o

122

FEB 17,1979

S is

...

20

20

25

25

30

30

40o 0 W

50

so0

70

70

-:NMI NO]

85

-N • NOt 11

8s

x

SNt110 2

6

8 30 12 14 M5 OF v AT 24 WS

16

18

2020

40

60

80 100 320 340 OF Z AT 24 H"

NMII0 3

3

Figure 11. RMS Differences Between AFGL 40R, 12L (GWC) GSM 12- and 24-Hour Diabatically Initialized Forecasts and Corresponding FGGE 3A Verifications From 12Z 17 February 1979: (a,d) u Component of the Wind, (b, e) v Component of the Wind, (c, f) Geopotential Height Using Different Methods of Initialization 24

20.5

.J-9 17,1979 S

12Z

JUNE 17.1"7

........ .

2ZZ ......

10

1

Is 20 25 30

is 20 25 30

S40

..

4

a

.

70

70

asC

ax x

aCQ

4

JUW 17,1979

6

6 10 12 14 115 OF U AT 12 HAS5

NMIO1 16

is

x X0

10a

12Z

6 to1 12 14 R1IS OF V AT 12 HAS5 JUNE 17.1"7

is 20 25 30

M11 16

Is

20

122

is 20 25 3

U 40

4

d

C 7D7

NMI

100

0

i 060 2 80 1013040 8115 OF Z AT 12

JUW 17.1979

10

as-

ONO 102t0

NMI

10

121

2

JUW 17. 197M

6 5 10 12 14 RMS 91 OF U At 2' HAS5

it6

NC lo

2o1

121

25

104 Is

I.41 s 30

3D10

'0lI 2

94

40*4 6so0

1

A

1

B

20IC

0

0

Figur M 12 ifrne ewe FL4R GC S 2ad2-or Dibeial Iniialze Foecst an-orspnigFGE3MefIain ro Z1 JuneO)uCmonnNfteWn,(b 199( OvCmoetofteWn,(,1 Geootetia HegtUig ifrn etoso niilzto 25-MI

FEB 17.1979

ZZFEB

17.1979

10

12Z

I0 Is

I

25

25

a

b

.

ALL

ALL

=042 k

20 12 14 Ris OF U AT 12 WS

FEB 17.1979

;6

-ON04 18

20

0

2

A

6 a 10 12 24 RIIS OF V AT 12 HRS

FEB 17.1979

12

216

18

20

2zz

................................................. ...................................... Is 20 25 3

15 20 25 30

700 ALL

+

20

FEB 17.2979

b

0 1& 1240M RMI OF Z AT 22 2415

ALL

+

=ONTO

161ot2.10

a

2

4

6 8 20 12 14 RiS (IFU AT 24 H4YS

FEB 27.1979

2zz

S0 i0

1

20 25

20 25

0410 26 aB 20

122 ...........

Is

70 ALL NMIY

es

l1t.0

2

4-

24 22 10 B 6 RISO F V AT 24 1415

16

Is

ALL 8sNM

20

24

C0:I

i0 0

25

~

l

2oAT 24l

Figqure 13. RMS Differences Between AFGL OR, 15L (ALL) GSM 12- and 24-Hour Februatiry 1979:i (a d) u Crn onent of te W i (b e) C Cmonent othe Wind, (C,f) Gepotentia Heih Usng Diffeent Meth of InitializatIon 26

JLE17.1979

IN

JUN

S 10 IS 20 2S 30 S40

12Z

3

U

a

17.1"7

S 10 Is 2 25 3

40

os 70

10010

2

6

a O

RKS0

JUN

17.1979

10 12 1. T 17 MRS

1.

1.

120

0

2

4

a

6

315OF'

122

JUN

10 ........

17.1979

10

12

14

20 2$ 30

70

70 ALL

x =N410

x =0410

60 901& 1 10160 1&00 R15 OF Z AT 12 145

JUNE 17.1979

0

122

S 10

20

12Z

ALL

0

1-

10

20 2S 30

0

i_6

012MRS AT

2

JUNE 17.1979

a 10 12 14 R116OF U AT 24 14$

16 r.

i

20

1Z ......................

.

1.

20

20 25 3

2$ 30

~40

4

77 ALL

ALL

8131

to0 2

4

NO ONI 6 a 10 12 1.4 8116OF V AT 24 145

,

1,

to

1002 120 14 8116OF Z AT 24 146

10410

Figure 14. RMS Differences Between AFGL 40R, 15L (ALL) GSM 12- and 24-Hour Diabaticaily Initialized Forecasts and Corresponding FGGE 3A Verifications From 12Z 17 June 1979: (a,d)u Component of the Wind, (b,e) v Component of the Wind, (c, f) Geopotentiai Height Using Different Methods of Initialization 27

20

b

a 0

0

02

0.2

04

04

owe

06

owe

(06

.-

.- M

0

L5LI 00 MR RMRfIO04

F efl1 A 12'

2. L

j 25

0

20

,Is 12 MR RIASIfll 046F FR"

a/7/79

25

177 2/17/72

d

C 0

0

02

02

04

04

1

S2 06

CK06

COw

060 06

0

5

052025

0

0Is

74 MR RW010.ICWG FROM 127 2/17/79

r

0

20.2

00 HR RMSIO)1.l046 FROM 127 6/17/79

0

02

02

04

04

06

GOw

06

M~

06

A4Mw

06

-W

0L

S 2 "R RMSIMIl06 FR(IM 12'

02

A

/ 17 /19

0

5

10 I15 24 MR RUSI.lI6 FROM 127 6/17/79

20

Figure 15. Vertical Profiles of 40R, 12L (GWCD) Forecast RMS Divergence Beginning From 12Z 17 February 1979 and 12Z 17 June 1979 Using Different Methods of Initialization: (a,d)0 Hour, (b,e) 12 Hour, (c,f) 24 Hour

28

2A

a0b

0

02

02

04

04

L

0A

06

0510 0014HRRUSIO,.'OF6

Is FROM 12'

20

25

0

2/17/79

5

10D 15 12 NRfOW0(01.1016 FROM 12'

20

25

20

21

/17 /79

d

C 00

02

0

04

04

06

0.6

on

A--

0

t

15 10 24 HOffflS(llIOFS 18CM 12' 2 /17/79

-

0.8

20

0510

25

Is 00. gRffUS(D.10F6 FROM 127 6/17/79

ef 0

0

02

0.2

04

04

06

AL0.6AL

Os

as

*-am

12

08

"U fiS(O)-I0I6 FROM 1216ff17/79

24 HR RMM(OI

FROM 127

6/17/79

Figure 16. Vertical Profiles of 40R, 151 (ALL) Forecast RMS Divergence Beginning From

12Z 17 February 1979 and 12Z 17 June 1979 Using Different Methods of Initialization: (a,d) o Hour, (b,e) 12 Hour, (c, f) 24 Hour

29

than the noninitialized forecasts at the initial time, with the exception of the lowest two model layers in the DNID 15-layer forecast and the third highest layer in the NMI and NMID 12and 15-layer forecasts. The more sophisticated low level physics in the 15-layer diabatic initialization may be responsible for the greater low level RMS divergence values in the DNID. The reason for the upper level RMS divergence anomalies in the NMI and NMID are not as apparent. These anomalies disappear by 12 hours due to the damping inherent in the forecast model itself. The very large value of RMS divergence observed at the top level in the NOI at the initial time is due to extrapolation error in the preprocessing of the analysis data. This erroneous divergence is damped successfully by the initialization schemes and to a lesser extent by the forecast model damping. The 15-layer DNID RMS divergence values are closer than those of the DNI to the NOI values at the initial time. Thus, DNID in this case damps the original analysis less than the DNI does, leaving an initial state that perhaps retains divergence potentially important to the model forecast. The same is true for 15-layer NMID when compared to NMI. In fact, NMID damps the analysis less than any of the other initialization schemes for the 15-layer case. In the 12-layer case, NMI damps less than NMID, but the 12-layer physics are less sophisticated than the 15-layer physics and may account for this discrepancy. A possible explanation for the greater damping of the large-scale divergence in the DNI schemes could be that the damping characteristics of the scheme used are frequency dependent. Thus, while the high frequency gravity modes are damped greatly, the largescale low frequency Rossby modes are also damped to some extent. The extent of this undesirable damping of the slow modes varies with the number of forward-backward time integrations used. Sugi 6 depicts very little Rossby mode damping after 100 cycles of the time scheme, but points out that the damping may not be negligible if the time scheme is exercised more than that. In this study, 400 integrations were used, which may explain the more pronounced damping by the DNI scheme in those figures. Sugi suggests that, since the frequency-dependent damping is a direct result of the choice of time integration scheme, it may be possible to design such a scheme with more desirable damping characteristics (more high frequency damping, less low frequency damping). By contrast, the NMI completely damps all modes with periods shorter than 48 hours, while lower frequency (longer period) modes are completely retained. As both the 12- and 15-layer model forecasts progress to 12 and 24 hours, the differences in RMS divergence between the adiabatic and diabatic initialization become less, but the divergence values in the NMIbased forecasts remain greater than those from the DNI-based forecasts. The purpose of initialization is to eliminate high frequency gravity waves in the forecast that could lead to forecast error, while minimizing the effect on the large-scale motions that would be depicted in the global RMS divergences as shown here. Because the diabatic NMI scheme demonstrates the least amount of large-scale damping, yet results in a forecast just as good as the other schemes, it might be considered the most preferred scheme on the basis of these results. According to this study, and in a globally averaged

30

sense, the type of initialization (nonlinear normal mode vs dynamic normal mode) appears to have more impact on a model forecast of divergence than the type of physics (adiabatic vs diabatic) used in the initialization. This result is consistent with the conclusions of Errico and Rasch, 15 in which they found a similarly small impact on the forecasts when diabatic effects were included in the initialization. However, the presence of diabatic effects in initialization are likely to become important for tropical regions of the globe, where diabatically driven divergences greatly influence the type of weather there. Initial time vertical velocities at around 500 mb for the 12Z 17 June 1979 analysis and the initialized states are shown in Figure 17 for the region between 60 degrees north and south in the eastern hemisphere. The large vertical velocity values shown in the analysis are damped significantly by the adiabatic and diabatic NMI and DNI schemes; however, the NMID actually shows an increase in the vertical velocity magnitudes in the tropics near India and the East Indies. This retention of large vertical velocities by NMID in the tropics may be a realistic representation of a strong convective environment. The sophisticated physics in NMID may have helped to strengthen this convection, while the damping characteristics of NMID resulted in less divergence damping (as shown above) and thus yielded greater vertical velocities when compared to the DNI schemes. Table 3 displays global grid point RMS differences between NMI and DNI forecasts and verificab'c)n analyses of vertical velocities at around 500 mb for the June case. Differences in magnitude between initialized forecasts and the corresponding analyses are also shown. The decrease in the grid point RMS differences between 0 and 12 hours and the positive magnitude difference (initialized > analysis) reflects the spin-up of vertical velocity in the model after the initial damping of vertical velocity by NMI and DNI. The signifcant increase in the grid point RMS differences beteen 12 and 24 hours is due to random forecast errors, while the magnitude differences become negative (analysis > initialized) as the model spin-up relaxes. This model spin-up helps to relieve the differences that existed between analyzed and initialized vertical velocity at the initial time. However, it is desirable to obtain an initialized state that requires as little spin-up as possible while providing an accurate forecast. Table 3 shows that the AFGL sophisticated physics version of NMI requires the least spin-up, whle the AFGWC physics version of NMI provides the best forecast of vertical velocity in these experiments. 4. CONCLUSIONS The adiabatic and diabatic dynamic normal mode initialized (DNI) forecasts in this study were comparable in accuracy to the adiabatic and diabatic nonlinear normal mode 15. Errico, R.M., and Rasch, P.J. (1988) A comparison of various normal-mode initialization schemes and the inclusion of diabatic processes. Tellus, 40A. 31

Table 3. Global RMS Differences Between Forecast and Analyzed Vertical Velocity (microbars/sec) for Sigma Level 0.574 (about 500 mb). Differences in magnitude are shown in parentheses AFGWC PHYSICS

NMI

ONI

HR

ADIABATIC

DIABATIC

0

2.27(-1.42)

2.61(-1.56)

12

1.53( 0.65)

1.45( 0.57)

24

2.53(-0.33)

2.48(-0.40)

0

2.54(-1.56)

2.36(-1.55)

12

1.39( 0.50)

1.40( 0.50)

24

2.48(-0.43)

2.47(-0.43)

HR

ADIABATIC

DIABATIC

0

2.27(-1 .42)

2.77(-1 .35)

12

1.87( 0.87)

1.90( 0.86)

24

2.87(-0.03)

3.00(-0.02)

AFGL PHYSICS

NMI

DNI

2.52(-1 .42)

0 12

2.54(-1.56)

1.80( 0.76)

24

1.78(0.75)

3.07(-0.05)

3.06(-0.07)

32

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Figure 17. Initial Time Vertical Velocities (10-3 mb s-1) at Sigma Lvl0.574 (=500 mb) for 12Z 17 June 1979 Analysis and Different Initialization Methods (Positive Values Indicate Sinking Motion, Negative Values Indicate Rising Motion): (a)Analysis, (b)NMI 33

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Fniure 17i(cant) Mntial, TiegVtie alue Velocte 1Rising Motion): (c) GWC NMID, (d)AFGL (ALL) NMID

34

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0

1(1) Fiur

i

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Figure 17 (cont). Initial Time Vertical velocities (10-3 mb s-1) at Sigma Level 0.574 (; 500 mb) for 12Z 17 June 1979 Analysis and Different Initialization Methods (Positive Values Indicate Sinking Motion, NgtieVlsIncaeRig Motion): (e)DN,()GWC eDaIDeVle niaeRsn

35

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I -

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r4

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17

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.

&b

Figure 17 (cant). Initial Time Vertical Velocities (10-3 mb s-1 ) at Sigma Level 0.574 (=500 mb) for 12Z 17 June 1979 Analysis and Different Initialization Methods (Positive Values Indicate Sinking Motion, Negative Values Indicate Rising Motion): (g) AFGL (ALL) D

36

initialized (NMI) forecasts. Thus, the DNI schemes achieved the goal of initialization in that they provided reasonable forecasts following the elimination of undesirable high frequency gravity waves. Because of the greater likelihood of the DNI process to converge when diabatic effects are included and its more straightforward application to limited area models, the DNI appears to be a satisfactory alternative. However, the time differencing scheme and the number of integrations used in DNI may need to be changed from this study to prevent the damping of resolvable scales of motion that appeared to be evident in this study. Though the differences between adiabatic and diabatic initialization were observed to be small in this study, these differences would grow in time in separate data assimilation procedures; therefore, small differences shown in this study could become significant after repeated applications in a data assimilation sequence. More research with DNI will be required to more completely evaluate its potential effectiveness and utility relative to other initialization schemes.

37

References

1. Charney, J. (1955) The case of the primitive equations of motion in numerical forecasting. Tellus, 7:22-26. 2.

Phillips, N. (1960) On the problem of initial data for the primitive equations. 12:121-126.

Tellus,

3. Miyakoda, K., and Moyer, R.W. (1968) A method of initialization for dynamical weather forecasting. Tellus, 7:22-26. 4.

Machenhauer, B. (1977) On the dynamics of gravity oscillations in a shallow water model, with application to normal mode initialization. Beitr. Phys. Atmos., 50:253271.

5. Daley, R. (1981) Normal mode initialization. Rev. Geophys. Space Phys., 19:450-468. 6. Sugi, M. (1986) Dynamic normal mode initialization. J. Meteor. Soc. Japan, 64:623-626. 7. Brenner, S., Yang, C.H., and Yee, S.Y.K. (1982) The AFGL Spectral Model of the Moist Global Atmosphere: Documentation of the Baseline Version. AFGL-TR-82-0393, Air Force Geophysics Laboratory, Hanscom AFB. [NTIS ADA 129283.] 8. Ballish, A.B. (1980) Initialization Theory and Application to the NMC Spectral Model. Unpublished Ph.D. thesis, Dept. of Meteorology, U. of Maryland. 9. Sela, J. (1980) Spectral modeling at the National Meteorological Center. Mon. Wea. Rev. 108:1279-1292. 10. Sela, J. (1982) The NMC Spectral Model, NOAA Technical Report NWS-30.

39

11. Ou, S.-C., and Liou, K.-N. (1988) Development of Radiation and Cloud Parameterization Programs for AFGL Global Models. Final Report, AFGL-TR-87-0246, Air Force Geophysics Laboratory, Hanscom AFB. [NTIS AD Al 99440]. 12. Soong, S.-T., Ogura, Y., and Kau, W.-S. (1985) A Study of Cumulus Parameterization in a Global Circulation Model. Final Report, AFGL-TR-85-0160, Air Force Geophysics Laboratory, Hanscom AFB. [NTIS AD A170137]. 13.

Mahrt, L., Pan, H.-L., Ruscher, P., and Chu, C.-T. (1987) Boundary Layer Parameterization for a Global Spectral Model. Final Report, AFGL-TR-87-0246, Air Force Geophysics Laboratory, Hanscom AFB. [NTIS AD Al 99440].

14. Brenner, S., Yeng, C.H., and Mitchell, K. (1984) The AFGL Global Spectral Model: Expanded Resolution Baseline Version. AFGL-TR-84-0308, Air Force Geophysics Laboragory, Hanscom AFG. [NTIS ADA 160370.] 15.

Errico, R.M., and Rasch, P.J. (1988) A comparison of various normal-mode initialization schemes and the inclusion of diabatic processes. Tellus, 40A.

40