Aug 1, 2012 ... 2012 – 2013 Issue 1 ... Welcome to first newsletter of the 2012-13 year for the
Central .... Our most successful candidates use the Gleim CIA.
2012 – 2013 Issue 1 August 2012
IIA Central Kentucky Chapter
Audit Trails 2012 – 2013 Chapter Officers President Chris Darmand Lexmark International
[email protected] Executive VP Alexandra Seyberth Commonwealth Credit Union
[email protected] Treasurer Joe Buckman Lexmark International
[email protected] Secretary Stacey Myers-Wilson University of Kentucky
[email protected]
Upcoming Chapter Event Date: September 11, 2012 Time: 11:30AM – 2:00PM Topic: Too Big To Fail - How the Great Recession Started and Where are We Now Place: Lexmark International, 740 W. New Circle Rd, Lexington, KY (directions provided below) CPE Credits: 2 Speaker: Chris Darmand Cost: $30 IIA Members, $40 non-IIA Members RSVP: Alexandra Seyberth (by Friday, September 7)*
President’s Message Welcome to first newsletter of the 2012-13 year for the Central Kentucky Chapter of the IIA. The chapter leadership team and board of governors are looking forward to another successful year supporting the chapter members and the profession of internal auditing. Our goal is to be a valuable resource to the membership by providing relevant and affordable opportunities for continuing professional education and be an advocate for the profession of internal auditing. Please make plans to attend our first meeting scheduled for September 11 at Lexmark International. We will be watching the HBO movie “Too Big to Fail”, followed by a group discussion about where we are four years following the failure of Lehman Brothers. Discussion points we will cover include: What risks should we be considering today? and What can been done to mitigate these risks? Kind regards, Chris Darmand
2012 – 2013 Issue 1 August 2012
Meeting Calendar Date September 11, 2012 October 9
Speaker(s) Chris Darmand Lisa James, Division Director, Robert Half Finance and Accounting Doug Torline, Director, PwC Risk Assurance AJ Armour, PwC Risk Assurance
November 13 November 15
Cynthia Fitch, Forensic Examiner, Kentucky State Police Dr. Roger Ward, Professor Georgetown College 6PM @ the Doubletree Hotel, Richmond Rd., Lexington, KY
December 11 January 8, 2013 February 12 March 13 April 9
May 14
Note: Fulfill your annual ethics requirement with this course. Jim McGuire, Counterintelligence Strategic Partnership Program Coordinator, FBI TBD TBD TBD Jennifer Burke, Partner, Crowe Horwath LLP
TBD
Topic Too Big To Fail - How the Great Recession Started and Where are We Now Session 1 - Business Etiquette-The New Rules in a Digital Age; and Managing a Multi-generational Workforce Session 2 - Social Networking and Bring Your Own Device (BYOD) Security Considerations; and An Overview of COBIT 5 Digital Forensics and Mobile Device Security Case Studies in Management Ethics Co-sponsored with the local chapter of the IMA
The FBI and Internal Auditing
Enterprise Risk Management Note: Ms. Burke presented this topic at the 2012 International Conference of the IIA in Boston
* - Registration and Cancellation Policy: To cover meeting costs including meals, the CKIIA Board has approved a two business day cancellation policy for meetings. For example, for a Tuesday meeting starting at 11:30 AM, the cancellation must be received by 11:30 AM the Friday prior to the meeting. If the cancellation is not received by that date, the registrant is responsible for and will be billed for the meeting fee unless another individual from the registrant's organization attends in the registrant's place.
Certifications Congratulations again to the following chapter members for their IIA certification achievements! Certificates will be presented at the September meeting for those who are able to attend. Kenneth Russell Davis – Certified Internal Auditor (CIA) Christal L. Lunz – Certified Government Auditing Professional (CGAP) Donnie W. Cox – Certified Financial Services Auditor (CFSA) Gregory A. Hodge – Certification in Risk Management Assurance (CRMA)
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2012 – 2013 Issue 1 August 2012
IIA Membership Anniversaries Name Keith Thacker Marian Carpenter Jeffrey Sellers
Month June July July
Years 5 5 5
Central Kentucky Chapter News Chapter of Excellence At the 2012 IIA Leadership Academy, the IIA and its chapters celebrated a record-breaking year for the Chapter of Excellence program. Central Kentucky was one of 82 chapters recognized as 2012 Chapters of Excellence for advancing the profession by supporting the Certified Internal Auditor (CIA) credential through The IIA's CIA Learning System program. CKIIA Website The IIA is in the process of moving all chapter websites to a new Microsoft SharePoint platform. Conversion was scheduled to be complete by now, but until then please continue to refer to our current website for upcoming chapter events and the most recent newsletter (www.theiia.org/centralkentucky).
IIA News Newly Released IPPF Guidance The following guidance was recently released by the IIA: Practice Guides — General NEW! Assessing Organizational Governance in the Private Sector, July 2012 NEW! Developing the Internal Audit Strategic Plan, July 2012 NEW! GTAG 17: Auditing IT Governance, July 2012 NEW! Auditing Privacy Risks, 2nd Edition, July 2012 (replaces GTAG 5) NEW! Integrated Auditing, July 2012 NEW! Evaluating Ethics-related Programs and Activities, June 2012 NEW EDITION! GTAG 7: Information Technology Outsourcing, 2nd Edition, June 2012 Upcoming Members-Only Webinars 18-September-2012 Members-only Webinar: Career Management Best Practices: Are You Positioning Yourself for Maximum Success? 18-December-2012 Members-only Webinar: Building a Better Internal Auditor: Key Competencies for 2013 and Beyond
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Job Postings The Central Kentucky Chapter of The Institute of Internal Auditors offers a job posting section on our website and in our newsletter for organizations in our area with chapter members. The price is $50 for 3 months. This includes the posting of the employer's ad on the CKIIA website and a publication of the job summary in our Newsletter. Please submit the ad to the Chapter Secretary and newsletter editor Stacy Myers-Wilson at
[email protected].
Other Opportunities for Continuing Education Meeting Calendar for the Local Institute of Management Accountants (IMA) Chapter Location: Doubletree Hotel, Richmond Rd., Lexington, KY Time: 6 PM Cost: $25 and includes dinner
Date September 13, 2012 October 18 November 15 January 17, 2013 February 21 March 21 April 18
Topic PC training- focus on Outlook, Excel Pivot tables and PowerPoint Health care law changes and other insurance topics Case Studies in Management Ethics Income tax update Identity theft TBD Fixed assets, depreciation and financial ratios
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IIA Certifications Certified Internal Auditor (CIA) Register Now: http://www.theiia.org/certification/certified-internal-auditor/ Certification in Control Self-Assessment (CCSA) Register Now: http://www.theiia.org/certification/specialty-certifications/ccsa/ Certified Financial Services Auditor (CFSA) Register Now: http://www.theiia.org/certification/specialty-certifications/cfsa/ Certified Government Auditing Professional (CGAP) Register Now: http://www.theiia.org/certification/specialty-certifications/cgap/ The IIA's CIA Learning System is a comprehensive training course designed to provide chapters, members, and the audit community of professionals with information and tools to master the global CIA exam syllabus. This premier quality program is aligned with the International Professional Practices Framework (IPPF) to ensure you stay current with the global internal auditing profession and are ready for the CIA exam. It combines printed text with online testing tools and online questions. Take advantage of the best prep materials out there by ordering yours today! Web: http://ecommerce.mylearningresource.com/stores/IIA/chapter/
The IIA Research Foundation Understanding, Shaping, Advancing The Institute of Internal Auditors Research Foundation was founded in 1976 by The Institute of Internal Auditors. For more than 30 years, the Foundation has consistently set the standard for professional achievement in the internal auditing profession. http://www.theiia.org/go?to=chapteroutreachIIARF
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GLEIM – IIA Chapter Payback Program Your Central Kentucky IIA Chapter has partnered with Gleim Publications to ensure your success on the CIA exam! Working together, we will provide you the necessary study tools to prepare for this difficult exam. Gleim provides an extensive self-study course for the CIA exam. Our most successful candidates use the Gleim CIA Review System with Gleim Online. This system combines Review Books, Test Prep software, Test Prep for Windows Mobile, audio reviews, Gleim Online and a Personal Counselor (a real live person!) to maximize your available study time. Because Gleim identifies and focuses on your weak areas, you will not spend any more time preparing than is necessary to guarantee success. The CMA Review System with Gleim Online GUARANTEES that you will pass each exam part the first time. We are here to save you time and money. As a member of our chapter, you are eligible for a 20% discount on Gleim CIA Review materials. In addition, the Chapter will receive 20% of your Gleim CPE purchase. To take advantage of the reduced prices, please contact our chapter representative, Melissa Leonard: Contact phone: (800) 874-5346, Ext. 131 Email:
[email protected] Fax: (888) 375-6940, attn: Melissa Leonard Web: http://www.theiia.org/chapters/index.cfm/view.news_detail/cid/206/newsid/10679
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