Enolate Formation and Reactivity

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Mar 12, 2008 ... Ian Fleming, Frontier Orbitals and Organic Chemical Reactions ..... Bond energy values taken from Zumdahl, Chemical Principles, 5th ed.
Enolate Formation and Reactivity

Grace C. Wang MacMillan Group Meeting March 12, 2008

Aspects of Enolates that will be Discussed • (E) versus (Z) selectivity • Enolate formation regioselectivity • O vs. C alkylation • Factors that influence !-facial selectivity

Aspects of Enolates that will NOT be Discussed • Aldol reactions • Chiral auxiliaries • Chiral catalysts

Important references: Carey & Sundberg, Advanced Organic Chemistry, Part B, Ch. 1 Ian Fleming, Frontier Orbitals and Organic Chemical Reactions David A. Evans, Asymmetric Synthesis, Volume 3, Stereodifferentiating Additions Reactions, Part B Primary literature cited within

(E) vs. (Z) Selectivity • In the absence of a catalyst or auxiliary, enolate selectivity can be difficult to maintain. •Rathke proposes an aldol addition-reversion process for ketone enolate equilibrium:

O OLi

R

O

Li

Me

R

R Me

O

OLi R Me

R

Me

Me

Rathke, M. W. JACS, 1980, 102, 3959.

Sterics Affect Enolization by Lithium Amides

OLi

R O R

H

Li N R H

R Me

Me

(E)-enolate preferred O

Li-NR2

R Me

OLi

R O R

H

Me Li N R H

R

Me

(Z)-enolate

• Avoidance of a syn-pentane interaction in the transition state favors the (E)-enolate

Evans's 206 Notes, Lecture 24 Adaptation from Ireland, et al. JACS, 1976, 98, 2868.

Stereoelectronics Also Affect Enolization

O

i-Pr

H

H

N

Li H

Me

OLi PhCN

i-Pr Me

(E)-enolate LiHN

O

i-Pr

CN

Me

0 °C, THF

E:Z ratio was 2:98

O

i-Pr

H

OLi

H

Me Li

N H

PhCN

i-Pr

Me

(Z)-enolate preferred

Xie, L. et al. JOC, 2003, 68, 641-3.

Stereoelectronics Also Affect Enolization

O

i-Pr

Ph

H

N

Li H

Me

OLi Ph

i-Pr Me

(E)-enolate O

i-Pr

Ph

Li N

Ph

Me

0 °C, THF

E:Z ratio was 0:100

O

i-Pr

H

OLi

Ph

Me Li

N H

Ph

i-Pr

Me

(Z)-enolate preferred •Substantial stabilization of the electron density on the amide nitrogen leads to a significantly loose transition state, thus favoring the (Z)-enolate.

Xie, L. et al. JOC, 2003, 68, 641-3.

Enantioselective Alkylations of Tributyltin Enolates Catalyzed by a {Cr(salen)} Complex

N

N Cr O I O

Me2ThSiO OSnBu3

O SnBu3

Me Et

OSnBu3

Me

Me

+

Et

Me

OSnBu3 SnBu3

Me nBu

:

Me

Me

Me

1.0

O

5 mol% Me

+

nBu

Me Me

:

1.0

R3 Et

Me

73-86% yield 76-81% ee

O

OSnBu3

nBu

1.5

OSiThMe2

5 mol% Bu3SnOMe 2 equiv R3CH2X o-xylene, -27 °C, 48 h

Me

1.8

O

Et

Me

Me2ThSiO

OSiThMe2

5 mol% {(salen)CrI} 5 mol% Bu3SnOMe 2 equiv R3CH2X o-xylene, -27 °C, 48 h

Me

R3

nBu

Me

77-97% yield 84-78% ee

• A variety of sp3 alkyl bromides and alkyl iodides used as electrophiles • Enantioselectivity of disubstituted ketone product not limited by E/Z ratio of enolate isomers

Doyle, A. G.; Jacobsen, E. N. ACIEE, 2007, 46, 3701-5.

Regioselectivity in Enolate Formation • Kinetic vs. thermodynamic control

Kinetic Control O R'

R

A

ka

O R

R'

+

[A] [B]

B-

=

kb O R

R'

B • Product composition determined by relative rates of competing proton-abstraction reactions • Deprotonation is rapid, quantitative, and irreversible. • Favors less substituted enolate

ka kb

Regioselectivity in Enolate Formation • Kinetic vs. thermodynamic control

Thermodynamic Control O R'

R

A

ka

O R

R'

+

B-

[A] [B]

K

kb O R

R'

B • Product composition determined by relative thermodynamic stability of the enolates. • Favors more substituted enolate (Zaitzev's Rule)

= K

Kinetic vs. Thermodynamic Control

base

O Me

OM

OM Me

conditions

A base

temp

Me

B

ratio (A/B) control

LiN(i-C3H7)2

0 °C

99:1

kinetic

KN(SiMe3)2

-78 °C

95:5

kinetic

Ph3CLi

-78 °C

90:10

kinetic

Ph3CK

25 °C

67:33

kinetic

Ph3CK

25 °C

38:62

thermodynamic

NaH

25 °C

26:74

thermodynamic

Ph3CLi

25 °C

10:90

thermodynamic

House, H. O. et al. JOC, 1969, 34, 2324. Brown, C. A. JOC, 1974, 39, 3913. Stork, G., Hudrlik, P. F. JACS, 1968, 90, 4464.

A-1, 3 Strain Controls Enolate Regioselectivity

TfO

O

N N Me

N H

Et Me N

TsOH -40 °C

Et CBz

H

Me

H

N H

50%

HN

OTf

O

OTf

0.98 equiv L-selectride -78 °C to 0 °C N HN

+

Cl

Ar

N

Ar

CBz

CBz N

N CBz

NTf2

thermodynamic

kinetic

9

1

: 73% yield

Tasber, E. S.; Garbaccio, R. M. TL, 2003, 44, 9185-8.

A-1, 3 Strain Controls Enolate Regioselectivity O

Ar

"H-"

N CBz

Cl

0.98 equiv L-selectride -78 °C to 0 °C

N

NTf2 Ar

O O H

N TfO

H

Ar

H N

Ph O Ph

O

thermodynamic

kinetic

OTf

Ar

N CBz

OTf

indole must adopt axial conformation to avoid synpentane interaction

OTf

Ar

N CBz

Tasber, E. S.; Garbaccio, R. M. TL, 2003, 44, 9185-8.

Enolates: Ambident Nucleophiles • Alkylation of an enolate can occur at either carbon or oxygen

O

O

+

R

R'X

R

C-alkylation R'

O R

OR'

+

R'X

• What factors influence the C/O-alkylation ratio?

R

O-alkylation

Elements that Dictate O-Alkylation vs. C-Alkylation Ratios

• Dissociation vs. clustering of ions

Metal Solvent

• Charge vs. Orbital Control

• Hard-soft compatibility

Leaving group

• Stereoelectronics

Orbital Overlap

Dissociated versus Aggregated Enolates

• O-alkylation is prevalent when the enolate is dissociated • C-alkylation is prevalent where ion clustering occurs

O-Alkylation

C-alkylation

• Prevalent in polar, aprotic solvents

• Favors smaller, harder cations due to tighter coordination

• Metal chelators are effective additives • Prevalent in protic & apolar solvents • Ideal in THF & DME

Lithium, Sodium, and Potassium Enolates of Pinacolone Examples of Ion Clustering

• Lithium enolate

O Li O

Li

OLi

O Li

• Sodium enolate ONa

O Li O

O Na O

O Na

O Na

• Potassium enolate K OK

O

O K

O

K O

Na

O K

O

K

O

K O

Williard, P.G. and Carpenter, G.B. JACS, 1986, 108, 462-8. Seebach, D.; Dunitz, J.D. et al. Helv. Chim. Acta. 1981, 64, 2617.

Dissociation vs. clustering of ions • O-alkylation is prevalent when the enolate is dissociated • C-alkylation is prevalent where ion clustering occurs

OK Me

O

O OEt

+

EtO

S

O

O

OEt Me

O

OEt Et A

solvent

A

O

O

Et

Et

Me

OEt OEt

B

O

Me

OEt

C

B

C

HMPA

15%

2%

83%

t-BuOH

94%

6%

0%

THF

94%

6%

0%

• HMPA promotes ion dissociation, favoring O-alkylation • THF promotes ion clustering, favoring C-alkylation • t-BuOH hydrogen-bonds with enolate anion, favoring C-alkylation Kurts, A.L. et al. Dokl. Akad. Nauk. SSR (Engl. Transl.) 1969, 187, 595.

Using MO Theory to Understand Charge vs. Orbital Control

!3

LUMO

!2

HOMO

!1

O

Using MO Theory to Understand Charge vs. Orbital Control

!3

LUMO

!2

HOMO

!1

O

Charge control • Reaction occurs at the atom carrying the highest total electron density • Predominant with charged electrophiles (e.g., H+)

Klopman, G.; Hudson, R. F. Theoret. Chim. Acta (Berl.) 1967, 8, 165-74.

Using MO Theory to Understand Charge vs. Orbital Control

!3

LUMO

!2

HOMO

!1

O

Charge control • Reaction occurs at the atom carrying the highest total electron density • Predominant with charged electrophiles (e.g., H+) Orbital control • Reaction occurs at the atom whose frontier electron density is the highest • Predominant with neutral electrophiles with relatively low-lying LUMOs

Klopman, G.; Hudson, R. F. Theoret. Chim. Acta (Berl.) 1967, 8, 165-74.

Hard-Soft Acid Base Interactions (Leaving-Group Effects) O-alkylation (charge control) • Predominant with hard leaving groups • Favored by an early transition state, where charge distribution is the most important factor •Favored by conditions that afford a dissociated, more reactive enolate

C-alkylation (orbital control) • Predominant with soft leaving groups • Favored by a later transition state, where partial bond formation is the dominant factor • More stable than the O-alkylation product

E (C=O + C-C) > E (C=C + C-O) (745 + 347) kJ/mol > (614 + 358) kJ/mol 1097 kJ/mol > 972 kJ/mol d

Bond energy values taken from Zumdahl, Chemical Principles, 5th ed.

Nature of the Leaving Group • Of the two nucleophilic sites on the enolate, oxygen is harder than carbon

OK Me

O

HMPA OEt

+

O

O

O

EtX Me

OEt

Me

Et

OEt OEt

Et

A

X

O

O

Me

OEt

Et B

C

A

B

C

OTs

11%

1%

88%

Cl

32%

8%

60%

Br

38%

23%

39%

I

71%

16%

13%

• Hard---OTs > Cl > Br > I---Soft • Greater O-alkylation is observed with harder electrophiles • Greater C-alkylation is observed with softer nucleophiles Kurts, A. L. et al. Tet., 1971, 27, 4777.

Orbital Overlap (Baldwin's Suggestions) • For enolate cyclizations, orbital overlap is imperative

sp3

• Oxygen and carbon sites on the enolate have different hybridizations

O

• Hybridization can have drastic effect on atom reactivity

R

sp2

O-M+ Me Me

O-M+

Br

M= K or Li

Me Me

not observed

Br

Me Me

O

Me Me

O-M+

Me Me

O

single product

Br

productive overlap Baldwin, J. E.; Kruse, L. I. J. Chem. Com. 1977, 233-35.

Pi facial selectivity Elements that dictate enolate !-facial selectivity

• Intraannular Chirality Transfer Asymmetric center is connected to the enolate framework through cyclic array of covalent bonds.

•Extraannular Chirality Transfer Chiral moiety is not conformationally locked at "2 more contact points via covalent bonds to enolate

• Chelate-Enforced Intraannular Chirality Transfer Chelate provides organizational role in fixing orientation between resident asymmetric center and enolate system.

Evans, D. A. "Stereoselective Alkylation Reactions of Chiral Metal Enolates". Asymmetric Synthesis. Vol. 3, 1-110.

enolates) Intraannular Chirality Transfer (Endocyclic Enolates)

LDA MeI

O Me

O

-60 °C THF

O Me

Me

+

O

> 99 cis

O Me

:

Me O

1 trans

Still, W. C.; Galynker, I. Tetrahedron, 1981, 37, 3981-96.

Intraannular Chirality Transfer • Lactone affords only (E)-enolate • Ring shields one face of the formed enolate

LDA

O Me

Me

O H

O

H

MeI

Me

O

H Me

O H

O

O Me

back face of enolate shielded by ring

Me O

major product

• Syn-pentane interactions discourage transition state necessary for forming trans product

LDA O Me

H

O Me

O

H O

syn-pentane interaction

MeI

H

H Me

O Me

O

Me

O Me

O

minor product Still, W. C.; Galynker, I. Tetrahedron, 1981, 37, 3981-96.

enolates) Extraannular Chirality Transfer (Exocyclic Enolates)

• A-1, 3 strain dictates conformation of the imidazolate • Bulky phenyl group directs alkylation toward Re face

Me Ph

OLi

H

Me

N N

PhCH2Br

-60 °C

Me Ph

O

H

CH2Ph Me

N

+

Me Ph

O

H

Me CH2Ph

N

N

>> 95

N

:

5

Schollkopf, U. et al. Liebigs. Ann. Chem. 1981, 439.

Chelation Affects Pi Facial Selectivity

OH

O OEt

Me

OH

1) 2 equiv. LDA 2) ICH2CHR

O

Me

Me

OEt Me CHR

86% ee

O

Li

Me

EtO

O OEt

Me

O Li O

H

approach from side of hydrogen less hindered

Me

Frater, G. TL, 1981, 22, 425.

Summary

• Enolate formation • (E) vs. (Z) selectivity (sterics, electronics) • Regioselectivity (thermodynamics vs. kinetics, sterics)

• Enolate Reactivity • O vs. C alkylation (dissociation vs. clustering of ions, charge vs. orbital control, hard-soft interactions, orbital overlap) • Pi facial selectivity (intraannular chirality transfer, extraannular chirality transfer, chelation)