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IMPLEMENTING SUSTAINABLE NATURAL RESOURCE MANAGEMENT IN THE TROPICS UNDER INCREASING COMPLEXITY: SOME INNOVATIVE APPROACHES

17 -19 May 2017, Dresden, Germany Day 1, Session X.1:

Knowledge management and transfer for adoption of a nexus approach and achieving SDGs

GAPS IN MULTI-LEVEL GOVERNANCE

©F. Jost

©Arnaud Bouissou (CC0 1.0)

Supranational Governance vs. Local Reality ©M. Domke

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INNOVATIVE APPROACHES

Special instruments have been developed and tested to reach local actors. General characteristics are:

I. Knowledge & Communication Analysis

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• Exchange of formal and local knowledge • Build social capital • Engage in action research • Change attitudes

II. Socio-economic Field Laboratories (SFL) III.Participative Innovation Platforms (PIP)

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I. KNOWLEDGE & COMMUNICATION IN ETHIOPIA Governance

Welcome to Africa (2012 – 2015) Scientific Cooperation Network on Climate Change Adaptation

Extension SUDAN

Livestock Farming

Forestry

Information flow and

ETHIOPIA

understanding

UGANDA

Action

?

TANZANIA

For further information: Maxi Domke, M.A.

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I. KNOWLEDGE & COMMUNICATION ANALYSIS

Multi-Level Stakeholder Knowledge System Formal Knowledge

Outcome Epistemology

Social Capital

Human Capital

Understanding of behavior and learning

Communication

patterns.

Local Knowledge

Exogenous factors (environment, political framework, infrastructure) (Own compilation, based on Röling/Jiggins 2000, Rogers 2003, Leeuwis/van den Ban 2004, Hoffmann et al. 2009, Berkes 2012)

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II. SOCIO-ECONOMIC FIELD LABORATORIES (SFL)

INCA (2010 – 2014) International Network on Climate Change

Research proved agroforestry systems to be a sustainable livelihood strategy in the Andes

Problem statement: • Farmers do not incorporate agroforestry systems on a larger scale

PERU

Socio-Economic Field Laboratories BOLIVIA

• Results discussed with farmers & local experts • Redefine potential interventions

For further information: Dr. François Jost

Outcomes: Agroforestry systems are NOT suitable FOR ALL farmers 29.05.2017

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II. SOCIO-ECONOMIC FIELD LABORATORIES (SFL) Knowledge: focused on local experiences

focused on formal sciences

Network:

Adapted from: Argyris & Schön, 1996

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III. PARTIPATIVE INNOVATION PLATFORMS (PIP)

CHAINS (2013 – 2015) Promoting natural resource based product chains in East Africa

SUDAN

Production / Collector

Purchase / Trader

Processing

Marketing

ETHIOPIA

Government, Supporter, Academia For further information: Dr. Eckhard Auch

Diagnostic workshop on Gum Arabic value chain Sudan 2015

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III. PARTIPATIVE INNOVATION PLATFORMS (PIP) Local and Regional Multi-Stakeholder System

Diagnostic workshop

Participative Innovation Platform (PIP) 1. Verifying research results 2. Need Assessment 3. Solution designing 4. Agreement on action

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Upgrading components • Skills, Quality, Market information, technology

• Agenda • Intervention • Monitoring

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OVERALL OUTCOME & OUTLOOK

Adaptive process I. Knowledge & Communication Analysis

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Sustainable land use systems rooted in endogenous knowledge & integrating scientific knowledge

II. Socio-economic Field Laboratories (SFL)

III.Participative Innovation Platforms (PIP)

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CONTACT

Institute of International Forestry and Forest Products http://www.forst.tu-dresden.de/Inter Jürgen Pretzsch Eckhard Auch François Jost Maxi Domke

– – – –

[email protected] [email protected] [email protected] [email protected]

Supported and funded by

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PUBLICATIONS Alemu A. and E. Auch (2016) Guideline for analysis and development of commercial forest product value chains in Sudan and Ethiopia. CHAINS Working Paper, 2nd ed. CHAnces IN Sustainability: promoting natural resource based product chains in East Africa (CHAINS). Technische Universität Dresden. Tharandt.

Domke, M. and J. Pretzsch (2016) Knowledge Management on Climate Change Adaptation. Analysis of Information Exchange Processes and Collaboration Networks in Rural Ethiopia, in: Ambrosetti, D., Boisserie, J.-R., Ayenachew, D. und T. Guindeuil (Hrsg.), Climatic and Environmental Challenges: Learning from the Horn of Africa, Addis-Abeba: Centre français des études éthiopiennes/Open Edition (Coll. « Corne de l’Afrique contemporaine », 1), online: http://books.openedition.org/cfee/427. Jost, F. (2016) Trees in the Andes: Sustainable livelihood strategies for risk reduction. Doctoral dissertation. Institute of International Forestry and Forest Products, Faculty of Environmental Sciences. TU Dresden, Germany.

Jost, F. and J. Pretzsch (2012) Influence of Agroforestry Systems in Risk Reduction and Climate Change Adaptation in the Peruvian Andes. TROPENTAG – Conference proceedings. Göttingen, Germany. Jost, F. and J. Pretzsch, J. (2012) The influence of trees and agroforestry systems in risk reduction and adaptation measures from climate change in rural areas of the Peruvian Andes. DAAD Alumni Seminar Teresópolis, Brazil, 109-111. Lindner, A., F. Jost, M. Vidal-Merino, N. Reategui, U. Berger and J. Pretzsch (2014) Climate change adaptation in the tropical Andes Understanding and modeling local smallholder realities. Presented at the Annual Conference of the Society for Tropical Ecology "Tropical Ecosystems - Between Protection and Production" in Freising, Germany, February 25 to 28 2014. Pretzsch, J., F. Jost, M. Domke, M. Vidaurre und F. Moyo (2015) Endogenous Path Dependence of Tropical Forestry Development and Threats by Globalization, in: Proceedings of the XIV World Forestry Congress, 7.-11. September 2015, Durban, Südafrika. Pretzsch, J., D. Darr, H. Uibrig, and E. Auch (eds) (2014) Forests and Rural Development. Tropical Forestry Volume 9, 393, Springer. Pretzsch, J. and M. Domke (2014) Steps towards a Green Economy: Knowledge Generation and Management in Tropical Forestry, in: Funk, Michael (ed.), 'Transdisziplinär' 'Interkulturell'. Technikphilosophie nach der akademischen Kleinstaaterei. Würzburg: Königshausen & Neumann, 269‐278. Vidal, M., F. Jost, G. Amos, F. Medina, J. Pretzsch and U. Berger (2012) Challenges Presented by Climate Change in the Andean Region: Land Use Cover Change and Adaptive Response of Small Farmers. TROPENTAG – Conference proceedings. Göttingen, Germany. Vidaurre, M., A: Lindner, and J. Pretzsch (2013) Assessing adaptation - Climate change and indigenous livelihood in the Andes of Bolivia, in: Journal of Agriculture and Rural Development in the Tropics and Subtropics, 114, 2, 109-122.

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REFERENCES Argyris, C. and D. Schön (1996). Organizational learning. 2. Theory, method, and practice, Addison-Wesley Berkes, F. (2012), Sacred Ecology, Third Edition, New York: Routledge.

Hoffmann, V., M. Gerster-Bentaya, A. Christinck and M. Lemma (2009), Handbook: Rural Extension Volume 1. Basic Issues and Concepts, Weikersheim: Markgraf Publishers GmbH. Leeuwis, C. with A. van den Ban (2004), Communication for Rural Innovation. Rethinking Agricultural Extension, Oxford: Blackwell Science Ltd. Rogers, E. M. (2003), Diffusion of Innovations. Fifth Edition, New York: The Free Press. Röling, N. and J. Jiggins (2000) The Ecological Knowledge System, in: Doppler, W. and J. Calatrava (eds), Technical and Social Systems: Approaches for Sustainable Rural Development. Proceedings of the Second European Symposium of the Association of Farming Systems Research and Extension, Spain, 1996, Weikersheim: Margraf Verlag.

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