NONCONFORMING TETRAHEDRAL MIXED FINITE ELEMENTS FOR

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Oct 23, 2012 - of symmetric tensors with square integrable divergence, on tetrahedral meshes. Used for ... degrees of freedom for σ ∈ ΣK are the integral of σ over K (this is six degrees of freedom, since σ has six components), and .... H(div) if and only if whenever two tetrahedra in Th meet in a common face, the jump [τn].
NONCONFORMING TETRAHEDRAL MIXED FINITE ELEMENTS FOR ELASTICITY

arXiv:1210.6256v1 [math.NA] 23 Oct 2012

DOUGLAS ARNOLD, GERARD AWANOU AND RAGNAR WINTHER Abstract. This paper presents a nonconforming finite element approximation of the space of symmetric tensors with square integrable divergence, on tetrahedral meshes. Used for stress approximation together with the full space of piecewise linear vector fields for displacement, this gives a stable mixed finite element method which is shown to be linearly convergent for both the stress and displacement, and which is significantly simpler than any stable conforming mixed finite element method. The method may be viewed as the three-dimensional analogue of a previously developed element in two dimensions. As in that case, a variant of the method is proposed as well, in which the displacement approximation is reduced to piecewise rigid motions and the stress space is reduced accordingly, but the linear convergence is retained.

1. Introduction Mixed finite element methods for elasticity simultaneously approximate the displacement vector field and the stress tensor field. Conforming methods based on the classical Hellinger– Reissner variational formulation require a finite element space for the stress tensor that is contained in H(div, Ω; S), the space of symmetric n × n tensor fields which are square integrable with square integrable divergence. For a stable method, this stress space must be compatible with the finite element space used for the displacement, which is a subspace of the vector-valued L2 function space. It has proven difficult to devise such pairs of spaces. While some stable pairs have been successfully constructed in both 2 and 3 dimensions, the resulting elements tend to be quite complicated, especially in 3 dimensions. For this reason, much attention has been paid to constructing elements which fulfill desired stability, consistency, and convergence conditions, but which relax the requirement that the stress space be contained in H(div, Ω; S) in one of two ways: either by relaxing the interelement continuity requirements, which leads to nonconforming mixed finite elements, or by relaxing the symmetry requirement, which leads to mixed finite elements with weak symmetry. In this paper we construct a new nonconforming mixed finite element for elasticity in three dimensions based on tetrahedral meshes, analogous to a two-dimensional element defined in [11]. The space ΣK of shape functions on a tetrahedral element K (which is defined in (3.1) below) is a subspace of the space P2 (K; S), the space of symmetric tensors with components which are polynomials of degree at most 2. It contains P1 (K; S) and has dimension 42. The 2000 Mathematics Subject Classification. Primary: 65N30, Secondary: 74S05. Key words and phrases. mixed method, finite element, linear elasticity, nonconforming. The work of the first author was supported by NSF grant DMS-1115291. The work of the second author was supported by NSF grant DMS-0811052 and the Sloan Foundation. The work of the third author was supported by the Research Council of Norway through a Centre of Excellence grant to the Centre of Mathematics for Applications. 1

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DOUGLAS ARNOLD, GERARD AWANOU AND RAGNAR WINTHER

degrees of freedom for σ ∈ ΣK are the integral of σ over K (this is six degrees of freedom, since σ has six components), and the integral and linear moments of σn on each face of K (nine degrees of freedom per face). For the displacements we simply take P1 (K, R3 ) as the shape functions and use only interior degrees of freedom so as not to impose any interelement degrees of freedom. See the element diagrams in Figure 1. We note that, since there are no degrees of freedom associated to vertices or edges, only to faces and the interior, our elements may be implemented through hybridization, which may simplify the implementation. See [5] for the general idea, or [18] for a case close to the present one.

Figure 1. Degrees of freedom for the stress σ (left) and displacement u (right). The arrows represent moments of σn, which has three components, and so there are 9 degrees of freedom associated to each face. The interior degrees of freedom are the integrals of σ and u, which have 6 and 3 components, respectively. After some preliminaries in section 2, in section 3 we define the shape function space ΣK and prove unisolvence of the degrees of freedom. In section 4 we establish the stability, consistency, and convergence of the resulting mixed method. Finally in section 5 we describe a variant of the method which reduces the displacement space to the space of piecewise rigid motions and reduces the stress space accordingly. The results of this paper were announced in [13]. As mentioned, conforming mixed finite elements for elasticity tend to be quite complicated. The earliest elements, which worked only in two dimensions, used composite elements for stress [22, 7]. Much more recently, elements using polynomial shape functions were developed for simplicial meshes in two [10] and three dimensions [1, 4] and for rectangular meshes [3, 14]. Heuristics given in [10] and [4] indicate that it is not possible to construct significantly simpler elements with polynomial shape functions and which preserve both the conformity and symmetry of the stress. Many authors have developed mixed elements with weak symmetry [2, 6, 27, 26, 28, 24, 8, 9, 17, 20, 15, 19], which we will not pursue here. For nonconforming methods with strong symmetry, which is the subject of this paper, there have been several elements proposed for rectangular meshes [29, 30, 21, 12, 23], but very little work on simplicial meshes. A two-dimensional nonconforming element of low degree was developed by two of the present authors in [11]. As shape functions for stress it uses a 15 dimensional subspace of the space of all quadratic symmetric tensors, while for the displacement it uses piecewise linear vector fields. A second element was also introduced in [11], for which the stress shape function space was reduced to dimension 12 and the displacement functions reduced to the piecewise rigid motions. In [18] Gopalakrishnan and Guzm´an developed a family of simplicial elements, in both two and three dimensions. As shape functions

NONCONFORMING TETRAHEDRAL MIXED FINITE ELEMENTS FOR ELASTICITY

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they used the space of all symmetric tensors of polynomial degree at most k + 1, paired with piecewise polynomial vector fields of dimension k, for k ≥ 1. Thus, in two dimensions and in the lowest degree case, they use an 18 dimensional space of shape functions for stress, while in three dimensions, the space has dimension 60. Gopalakrishnan and Guzm´an also proposed a reduced variant of their space, in which the displacement space remains the full space of piecewise polynomials of degree k, but the dimension of the stress space is reduced to 15 in two dimensions and to 42 in three dimensions. However, their reduced spaces have a drawback, in that they are not uniquely defined, but for each edge of the triangulation require a choice of a favored endpoint of the edge. In particular, in two dimensions, the reduced space of [18] uses the same displacement space as the non-reduced space of [11], uses a stress space of the same dimension, and uses identical degrees of freedom, but the two spaces do not coincide (since the space of [11] does not require a choice of favored edge endpoints). The element introduced here may be regarded as the three-dimensional analogue of the element in [11]. Again, they have the same displacement space and the same degrees of freedom as the reduced three-dimensional elements of [18], but the stress spaces do not coincide. Also, as in the two-dimensional case, our reduced space is of lower dimension than any that has been heretofore proposed. 2. Preliminaries Let Ω ⊂ R3 be a bounded domain. We denote by S the space of 3 × 3 symmetric matrices and by L2 (Ω; R3 ) and L2 (Ω; S) the space of square-integrable vector fields and symmetric matrix fields on Ω, respectively. The space H(div, Ω; S) consists of matrix fields τ ∈ L2 (Ω; S) with row-wise divergence, div τ , in L2 (Ω; R3 ). The Hellinger–Reissner variational formulation seeks (σ, u) ∈ H(div, Ω; S) × L2 (Ω; R3 ) such that Z (Aσ : τ + div τ · u) dx = 0, τ ∈ H(div, Ω; S) Ω Z Z (2.1) div σ · v dx = f · v dx, v ∈ L2 (Ω; Rn ). Ω



Here σ : τ denotes the Frobenius inner products of matrices σ and τ , and A = A(x) : S → S denotes the compliance tensor, a linear operator which is bounded and symmetric positive definite uniformly for x ∈ Ω. The solution u solves the Dirichlet problem for the Lam´e ˚1 (Ω; R3 ). If the domain Ω is smooth and the compliance equations and so belongs to H tensor A is smooth, then (σ, u) ∈ H 1 (Ω; S) × H 2 (Ω; R3 ) and (2.2)

kσk1 + kuk2 ≤ ckf k0 .

with a constant c depending on Ω and A. The same regularity holds if the domain is a convex polyhedron, at least in the isotropic homogeneous case. See [25]. We shall also use spaces of the form H k (Ω; X) where X is a finite-dimensional vector space and k is a nonnegative integer, the Sobolev space of functions Ω → X for which all derivatives of order at most k are square integrable. The norm is denoted by k · kΩ,k or k · kk . To discretize (2.1), we choose finite-dimensional subspaces Σh ⊂ L2 (Ω; S) and Vh ⊂ 2 L (Ω; R3 ). Assuming that Σh consists of matrix fields which are piecewise polynomial with

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respect to some mesh Th of Ω, we define divh τ ∈ L2 (Ω; R3 ) by applying the (row-wise) divergence operator piecewise. A mixed finite element approximation of (2.1) is then obtained by seeking (σh , uh ) ∈ Σh × Vh such that: Z (Aσh : τ + uh · divh τ ) dx = 0, τ ∈ Σh Ω Z Z (2.3) divh σh · v dx = f · vh dx, v ∈ Vh . Ω



If Σh ⊂ H(div, Ω; S) this is a conforming method, otherwise, as for the elements developed below, it is nonconforming. We recall that a piecewise smooth matrix field τ belongs to H(div) if and only if whenever two tetrahedra in Th meet in a common face, the jump Jτ nK of the normal components τ n across the face vanish. 3. Definition of the new elements We define the finite element spaces Σh and Vh in the usual way, by specifying spaces of shape functions and degrees of freedom. The space Vh is simply the space of all piecewise linear vector fields with respect to the given tetrahedral mesh Th of Ω (which we therefore assume is polyhedral). Thus the shape function space on an element K ∈ Th is simply VK = P1 (K; R3 ), the space of polynomialRvector fields on K of degree at most 1. For degrees of freedom we choose the moments v 7→ K v · w dx with weights w ∈ VK . Since no degrees of freedom are associated with the proper subsimplices of K, no interelement continuity is imposed on Vh . The associated projection Ph : L2 (Ω; R3 ) → Vh is the L2 projection. To define the space Σh we introduce some notation. If u is a unit vector, let Qu : R3 → u⊥ be the orthogonal projection onto the plane orthogonal to u. Then Qu is given by the symmetric matrix I − uu0 . For a tetrahedron K, let ∆k (K) denote the subsimplices of dimension k (vertices, edges, faces, and tetrahedra) of K. For an edge e ∈ ∆1 (K) let se be − a unit vector parallel to e and let n+ e and ne be unit vectors each normal to one of the two faces of K which contain e. For a face f ∈ ∆2 (K) we denote by nf its unit normal. We can then define the shape function space ΣK = { σ ∈ P2 (K; S) | Qse σQse |e ∈ P1 (e; S) ∀e ∈ ∆1 (K) }.

(3.1)

For σ ∈ P2 (K; S), Qse σQse |e is a quadratic polynomial on e taking values in the 3-dimensional subspace Qse SQse of S. Thus the requirement that Qse σQse |e belong to P1 represents 3 linear constraints on σ, and so dim ΣK ≥ 60 − 3 × 6 = 42. We shall now specify 42 degrees of freedom (linear functionals) and show unisolvence, i.e., that if all the degrees of freedom vanish for some σ ∈ ΣK , then σ vanishes. This will imply that dim ΣK ≤ 42, and so the dimension is exactly 42. The degrees of freedom we take are: Z (3.2) σnf · v ds, v ∈ P1 (f ; R3 ), f ∈ ∆2 (K), (36 degrees of freedom), f Z (3.3) σ dx, (6 degrees of freedom). K

The following lemma will be used in the proof of unisolvence.

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Lemma 3.1. Let fi and fj be the faces of K opposite two distinct vertices vi and vj and let e be their common edge, with endpoints vk and vl . Given β, γ ∈ R, there exists a unique p ∈ P2 (K) satisfying the following four conditions (see Figure 2): (1) p|e ∈ P1 (e), (2) p(vk ) = β, p(vl ) = γ, (3) p| R fi ⊥L2 P1 (fi ), pfj ⊥L2 P1 (fj ), (4) K p dx = 0. Moreover p(vi ) = p(vj ) = 3(β + γ)/2.

Figure 2. The conditions of Lemma 3.1. Proof. For uniqueness we must show that if p ∈ P2 (K) satisfies (1)–(4) with β = γ = 0, then p vanishes. Certainly, from (1) and (2), p vanishes on e, and then, using (3), p vanishes on fi and fj . Therefore p = cλi λj where λi ∈ P1 (K) is the barycentric coordinate function equal to 0 on fi and 1 at vi , similarly for λj , and c is a constant. Integrating this equation over K and invoking (4) we conclude that p does indeed vanish. To show the existence of p ∈ P2 (K), we simply exhibit its formula in terms of barycentric coordinates: 3 p = βλ2k + (β + γ)λk λl + γλ2l + (β + γ)(λ2i + λ2j ) 2 + (−5β − γ)(λi + λj )λk + (−β − 5γ)(λi + λj )λl + 3(β + γ)λi λj . That this function satisfies (1)–(4) follows from the elementary formula Z α1 ! · · · αd+1 !d! λα = |T |, α ∈ Nd+1 0 , (|α| + d)! T for the integral of a barycentric monomial over a simplex T of dimension d, which can be established by induction (see, e.g., [16]).  We are now ready to prove the claimed unisolvence result. Theorem 3.2. The degrees of freedom given by (3.2) and (3.3) are unisolvent for the shape function space ΣK defined by (3.1): if the degrees of freedom all vanish for some σ ∈ ΣK , then σ = 0.

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Proof. Let gi = grad λi be the gradient of the ith barycentric coordinate function. Thus gi is an inward normal vector to the face fi with length 1/hi where hi is the distance from the P 3 ith vertex to fi . Note that any three of the gi form a basis for R and that i gi = 0. For σ ∈ ΣK , define σij = σji = gi0 σgj ∈ P2 (K). We shall show that if σ ∈ ΣK and all the degrees of freedom vanish, then σij ≡ 0 on K for all i 6= j. This is sufficient, since, fixing j and varying i, we conclude that σgj ≡ 0, and, then, since this holds for each j, that σ ≡ 0. If e is an edge of the faces fi and fj of K, which may or may not coincide, then σij = gi0 σgj = gi0 Qs σQs gj . Thus, from the definition (3.1) of the space ΣK , σij is linear on e. In particular, σii is linear on each edge of fi . Thus p := σii |fi is a quadratic polynomial on fi whose restriction to each edge of fi is linear. Therefore, on the boundary of fi , p coincides with its linear interpolant, and, since a quadratic function on a triangle is determined by its boundary values, p is linear. Thus σii is actually a linear polynomial on fi , and, in view of the degrees of freedom (3.2), we conclude that σii vanishes on fi . For any pair (l, k) of distinct indices (that is, 1 ≤ l, k ≤ 4 and l 6= k), define (3.4)

βlk = σij (vk ),

βkl = σij (vl ),

where i, j are the two indices unequal to l and k. Now σij ∈ P2 (K) is linear on the common edge e of fi and fj , and, because of the vanishing degrees of freedom of σ, σij is orthogonal to P1 on fi and on fj and has integral 0 on K. Therefore, by Lemma 3.1 applied with p = σij , it is sufficient to show that βlk and βkl both vanish in order to conclude that σij vanishes. In fact, we shall show that the 12 quantities βlk , corresponding to the 12 pairs of distinct indices, satisfy a nonsingular homogeneous system of 12 equations, and so vanish. The lemma also tells us that σij (vj ) = 3(βlk + βkl )/2. Interchanging j and k gives 3 σik (vk ) = (βlj + βjl ). 2 Also, by definition, (3.5)

βjk = σil (vk ).

Combining (3.4)–(3.5) gives 3 σij (vk ) + σik (vk ) + σil (vk ) = (βlj + βjl ) + (βlk + βjk ). 2 But σij + σik + σil = −σii , which vanishes on fi and so, in particular, at the vertex vk . Thus we have established the equation (3.6)

a(βlj + βjl ) + b(βlk + βjk ) = 0,

where a = 3, b = 2. For each of the 12 pairs (i, k) of distinct indices, we let j and l be the remaining indices and consider the equation (3.6). In this way we obtain a system of 12 linear equations in 12 unknowns. If we number the pairs of distinct indices lexographically, the matrix of the

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system is: 

0

0

0

0

 0 0   0 0   0 0   0 b   0 a   0 0  b 0   a 0   0 0   b a a b

0

0

0

0

0

0

a b

0

0

0 b a 0 b a 0 b 0

0

0

a

0

0

b a a b

0

b a

0

0

0

0

0

a b 0 0 a b 0 0 0 0 0 a 0 0 a 0 b 0 0 a 0 0 0 b 0 0 0 0 0 a 0 b 0 0 0 0 a 0 b a 0 0 0 0 a b 0 0 b 0 0 0 0 0 0

0

0

b

 b a a b   0 0   0 a   0 b   0 0  . a 0  b 0    0 0   0 0   0 0 0

0

Its determinant is 16(2a − b)2 b6 (a + b)4 , as may be verified with a computer algebra package. In particular, when a = 3, b = 2, the system is nonsingular. Thus all the βij vanish as claimed, and the proof is complete.  Having established unisolvency, the assembled finite element space Σh is defined as the set of all matrix fields τ such that τ |K ∈ ΣK for all K ∈ Th and for which the degrees of freedom (3.2) have a common value when a face f is shared by two tetrahedra in Th . If τ ∈ Σh , then the jump Jτ nf K of τ nf across such an interior face f need not vanish, but it is orthogonal to P1 (f ; R3 ). The normal component Jn0f τ nf K is, by the definition of the shape function space, linear on each edge of f so belongs to P1 (f ), and thus Jn0f τ nf K = 0 on f ,

(3.7)

for any interior face of the triangulation.

4. Error analysis In this section, we show that the pair of spaces Σh , Vh give a convergent finite element method. The argument follows the one given in [11] for the two-dimensional case. As usual, we suppose that we are given a sequence of tetrahedral meshes Th indexed by a parameter h which decreases to zero and represents the maximum tetrahedron diameter. We assume that the sequence is shape regular (the ratio of the diameter of a tetrahedron to the diameter of its inscribed ball is bounded), and the constants c which appear in the estimates below may depend on this bound, but are otherwise independent of h. We start by observing that, by construction, divh Σh ⊂ Vh .

(4.1)

The degrees of freedom determine an interpolation operator Πh : H 1 (Ω; S) → Σh by Z (Πh τ − τ )n · v ds = 0, v ∈ P1 (f ), f ∈ ∆1 (Th ), f Z (Πh τ − τ ) dx = 0, K ∈ Th , K

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S where ∆k (Th ) = K∈Th ∆k (K). Since Z Z Z (div Πh τ − div τ ) · v dx = − (Πh τ − τ ) : (v) dx + K

K

(Πh τ − τ )n · v ds = 0,

∂K

for τ ∈ H 1 (K; S), v ∈ VK , K ∈ Th , we have the commutativity property (4.2)

divh Πh τ = Ph div τ,

τ ∈ H 1 (Ω; S).

Since div maps H 1 (Ω; S) onto L2 (Ω; R3 ), (4.2) implies that divh maps Σh onto Vh . An immediate consequence is that the finite element method system (2.3) is nonsingular. Indeed, if f = 0, then the choice of test functions τ = σh and v = uh implies that σh ≡ 0 and then, choosing τ with divh τ = uh , we get uh ≡ 0. For the error analysis we also need the approximation and boundedness properties of the projections Ph and Πh . Obviously, for the L2 projection, we have kv − Ph vk0 ≤ chm kvkm ,

(4.3)

0 ≤ m ≤ 2.

Since Πh is defined element-by-element and preserves piecewise linear matrix fields, we may scale to a reference element of unit diameter using translation, rotation, and dilation, and use a compactness argument, to obtain kτ − Πh τ k0 ≤ chm kτ km ,

(4.4)

m = 1, 2,

where the constant c depends only on the shape regularity of the elements. See, e.g., [10] for details. Taking m = 1 and using the triangle inequality establishes H 1 boundedness of Πh : kΠh τ k0 ≤ ckτ k1 .

(4.5)

The final ingredient we need for the convergence analysis is a bound on the consistency error arising from the nonconformity of the elements. Define Z ˚1 (Ω; R3 ), τ ∈ Σh + H(div, Ω; S). (4.6) Eh (u, τ ) = [(u) : τ + divh τ · u] dx, u ∈ H Ω

If τ ∈ H(div, Ω; S), then Eh (u, τ ) = 0, by integration by parts. In general, X Z X Z τ nK · u ds = Jτ nf K · u ds, Eh (u, τ ) = ∂K

K∈Th

f ∈∆2 (Th )

f

where, again, Jτ nf K denotes the jump of τ nf across the face f . Only the interior faces enter the sum, since u vanishes on ∂Ω. Now τ nf = Qnf (τ nf ) + (n0f τ nf )nf , so  Z X Z 0 0 Eh (u, τ ) = JQnf (τ nf )K · u ds + Jnf τ nf K(nf u) ds f

f ∈∆2 (Th )

=

X f ∈∆2 (Th )

f

Z f

JQnf (τ nf )K · u ds,

where the last equality follows from (3.7). We let Wh ⊂ Vh be the subspace of the displacement space Vh consisting of continuous functions which are zero on the boundary of Ω. In other words, Wh is the standard piecewise ˚1 (Ω; R3 ). For any τ ∈ Σh the jumps, Jτ nf K, are orthogonal to P1 (f ; R3 ), linear subspace of H so Eh (w, τ ) = 0 for any w ∈ Wh .

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Lemma 4.1. We may bound the consistency error (4.7)

|Eh (u, τ )| ≤ ch(kτ k0 + hk divh τ k0 )kuk2 ,

˚1 (Ω; R3 ) ∩ H 2 (Ω; R3 ). τ ∈ Σh , u ∈ H

Furthermore, for any ρ ∈ H 1 (Ω; S) |Eh (u, Πh ρ)| ≤ ch2 kρk1 kuk2 ,

(4.8)

˚1 (Ω; R3 ) ∩ H 2 (Ω; R3 ). u∈H

Proof. For any τ ∈ Σh we have Eh (u, τ ) = Eh (u − uIh , τ ), where uIh ∈ Wh is the piecewise linear interpolant of u. Referring to the definition (4.6), we obtain |Eh (u, τ )| ≤ c(k divh τ k0 ku − uIh k0 + kτ k0 ||(u − uIh )||0 ≤ ch(kτ k0 + hk divh τ k0 )kuk2 , which is (4.7). For the second estimate we use that Eh (u, Πh ρ) = E(u − uIh , Πh ρ) = Eh (u − uIh , Πh ρ − ρ), which implies that Z X Z I Eh (u, Πh ρ) = divh (Πh ρ − ρ) · (u − uh ) dx + (Πh ρ − ρ) : (u − uIh ) dx. K∈Th

K

K

Utilizing the estimate (4.4), the bound |Eh (u, Πh ρ)| ≤ c(k div ρk0 ku − uIh k0 + kΠh ρ − ρk0 ||(u − uIh )||0 ≤ ch2 kρk1 kuk2 is an immediate consequence.



With these ingredients assembled, error bounds for the finite element method now follow in a straightforward fashion. Theorem 4.2. Let (σ, u) be the solution of (2.1) and (σh , uh ) the solution of (2.3). Then kσ − σh k0 ≤ chkuk2 , k div σ − divh σh k0 ≤ chm k div σkm ,

(4.9)

0 ≤ m ≤ 2,

ku − uh k0 ≤ chkuk2 . Furthemore, if problem (2.1) admits full elliptic regularity, such that the estimate (2.2) holds, then ku − uh k0 ≤ ch2 kuk2 . Proof. Subtracting the first equations of (2.1) and (2.3) and invoking the definition (4.6) of the consistency error, we get the error equation Z (4.10) [A(σ − σh ) : τ + (u − uh ) · divh τ ] dx = Eh (u, τ ), τ ∈ Σh . Ω

Comparing the second equations in (2.1) and (2.3), we obtain divh σh = Ph div σ, which immediately gives the claimed error estimate on div σ. Using the commutativity (4.2), we find that divh (Πh σ − σh ) = 0. Choosing τ = Πh σ − σh in (4.10), we get Z A(σ − σh ) : (Πh σ − σh ) dx = Eh (u, Πh σ − σh ), Ω

which implies that kσ − σh k2A ≤ kσ − Πh σk2A + 2Eh (u, Πh σ − σh ), where kτ k2A :=

R

Aτ : τ dx. Combining with (4.4) and (4.7) we conclude that kσ − σh k ≤ ch(kσk1 + kuk2 ) ≤ chkuk2 ,

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which is the desired error estimate for σ. To get the error estimate for u, we choose ρ ∈ H 1 (Ω, S) such that div ρ = Ph u − uh and kρk1 ≤ ckPh u − uh k0 . Then, in light of the commutativity property (4.2) and the bound (4.5), τ := Πh ρ ∈ Σh satisfies divh τ = Ph u − uh and kτ k0 ≤ ckPh u − uh k0 . Hence, using (4.1), (4.10), and (4.7), we get Z Z 2 kPh u − uh k0 = divh τ · (Ph u − uh ) dx = divh τ · (u − uh ) dx Ω Ω Z (4.11) = − A(σ − σh ) : τ dx + Eh (u, τ ) ≤ c(kσ − σh k0 + hkuk2 )kPh u − uh k0 . Ω

This gives kPh u − uh k0 ≤ chkuk2 , and then, by the triangle inequality and (4.3), the error estimate for u. To establish the final quadratic estimate for ku − uh k0 in the case of full regularity, we use ˚1 (Ω; R3 ) ∩ H 2 (Ω; R3 ) solves the problem a duality argument. Let ρ = A−1 (w), where w ∈ H div A−1 (w) = Ph u − uh . It follows from (2.2) that kρk1 + kwk2 ≤ ckPh u − uh k0 .

(4.12)

By introducing whI ∈ Wh as the piecewise linear interpolant of w, we now obtain from (4.11) that Z 2 kPh u − uh k0 = − A(σ − σh ) : Πh ρ dx + Eh (u, Πh ρ) Z ZΩ = − A(σ − σh ) : (Πh ρ − ρ) dx + Eh (u, Πh ρ) − (σ − σh ) : (w − whI ) dx, Ω



where the final equality follows since Z X Z I (σ − σh ) : (wh ) dx = − divh (σ − σh ) · whI dx + Eh (whI , σ − σh ) = 0. Ω

K∈Th

K

However, by utilizing (4.4), (4.8), the estimate for kσ − σh k0 given in (4.9), combined with the approximation property of the interpolant whI , we obtain from the representation of kPh u − uh k20 above that kPh u − uh k20 ≤ c(h2 kρk1 kuk2 + kσ − σh kk (w − whI )k0 ) ≤ ch2 kuk2 (kρk1 + kwk2 ) ≤ ch2 kuk2 kPh u − uh k0 , where we have used (4.12) to obtain the final inequality. This gives kPh u − uh k0 ≤ ch2 kuk2 . As above, the desired estimate for ku−uh k0 now follows from (4.3) and the triangle inequality.  5. The reduced element As for the two-dimensional element in [11], there is a variant of the element using smaller spaces. Let T(K) = { v ∈ P1 (K; R3 ) | v(x) = a + b × x, a, b ∈ R3 },

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be the space of rigid motions on K. In the reduced method we take V˜K := T(K) instead of VK = P1 (K; R3 ) as the space of shape functions for displacement, so the dimension is reduced from 12 to 6. As shape functions for stress we take ˜ K = { τ ∈ ΣK | divh τ ∈ T }, Σ ˜ K = 36. As degrees of freedom for Σ ˜ K we take the face moments (3.2) but dispense so dim Σ with the interior degrees of freedom (3.3). ˜ K with Let us see how the unisolvence argument adapts to these elements. If τ ∈ Σ vanishing degrees of freedom, then div τ ∈ T(K), and for all v ∈ T(K), Z Z Z (div τ )v dx = − τ : (v) dx + τ n v ds = 0, K

K

∂K

using the degrees of freedom and the fact that (v) = 0. Thus div τ = 0 on K and for all v ∈ P1 (K; R3 ), Z Z Z τ n v ds = 0. τ : (v) dx = − (div τ )v dx + ∂K K K R This shows that K τ dx = 0, so all degrees of freedom (3.3) vanish as well. Therefore the previous unisolvence result applies, and gives τ ≡ 0. ˜ h (the analogue A similar argument establishes the commutativity of the projection into Σ ˜ K still contains of (4.2)), and the analogue of the inclusion (4.1) obviously holds. The space Σ P1 (K; S) so the approximability (4.4) still holds, but the approximability of V˜K is of one order lower, i.e., in (4.3) m can be at most 1. As a result, the error estimates given by (4.9) in Theorem 4.2 carry over, except that m is limited to 1 in the error estimate for div σ. References 1. Scot Adams and Bernardo Cockburn, A mixed finite element method for elasticity in three dimensions, J. Sci. Comput. 25 (2005), no. 3, 515–521. MR 2221175 (2006m:65251) 2. M. Amara and J. M. Thomas, Equilibrium finite elements for the linear elastic problem, Numer. Math. 33 (1979), no. 4, 367–383. MR 553347 (81b:65096) 3. Douglas N. Arnold and Gerard Awanou, Rectangular mixed finite elements for elasticity, Math. Models Methods Appl. Sci. 15 (2005), no. 9, 1417–1429. MR 2166210 (2006f:65112) 4. Douglas N. Arnold, Gerard Awanou, and Ragnar Winther, Finite elements for symmetric tensors in three dimensions, Math. Comp. 77 (2008), no. 263, 1229–1251. MR 2398766 (2009b:65291) 5. Douglas N Arnold and Franco Brezzi, Mixed and nonconforming finite element methods: implementation, postprocessing and error estimates, RAIRO-M2AN Modelisation Math et Analyse 19 (1985), no. 1, 7–32. 6. Douglas N. Arnold, Franco Brezzi, and Jim Douglas, Jr., PEERS: a new mixed finite element for plane elasticity, Japan J. Appl. Math. 1 (1984), no. 2, 347–367. MR 840802 (87h:65189) 7. Douglas N. Arnold, Jim Douglas, Jr., and Chaitan P. Gupta, A family of higher order mixed finite element methods for plane elasticity, Numer. Math. 45 (1984), no. 1, 1–22. MR 761879 (86a:65112) 8. Douglas N. Arnold, Richard S. Falk, and Ragnar Winther, Finite element exterior calculus, homological techniques, and applications, Acta Numer. 15 (2006), 1–155. MR 2269741 (2007j:58002) 9. , Mixed finite element methods for linear elasticity with weakly imposed symmetry, Math. Comp. 76 (2007), no. 260, 1699–1723 (electronic). MR 2336264 (2008k:74057) 10. Douglas N. Arnold and Ragnar Winther, Mixed finite elements for elasticity, Numer. Math. 92 (2002), no. 3, 401–419. MR 1930384 (2003i:65103) , Nonconforming mixed elements for elasticity, Math. Models Methods Appl. Sci. 13 (2003), no. 3, 11. 295–307, Dedicated to Jim Douglas, Jr. on the occasion of his 75th birthday. MR 1977627 (2004f:65176)

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Centre of Mathematics for Applications and Department of Informatics, University of Oslo, P.O. Box 1053, Blindern, 0316 Oslo, Norway E-mail address: [email protected] URL: http://folk.uio.no/~rwinther