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http://www.alimirjalili.com/WOA.html. [2] Senthil Krishnamurthy .... 157.05%. 162.31%. 413.37%. 220.09%. 116.85%. Emission value ET. [kg/hr]. 100 %. 89.36%.
Price Penalty factors Based Approach for Emission constrained economic dispatch Problem Solution using Whale Optimization Algorithm Mahesh H. Pandya

Department of Electrical Engineering Govt. Engineering College Gandhinagar (Gujarat) India [email protected]

Department of Electrical Engineering Lukhdhirji Engineering College Morbi-Gujarat, India [email protected]

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Indrajit N. Trivedi

R.H.Bhesdadiya Department of Electrical Engineering Lukhdhirji Engineering College Morbi-Gujarat, India [email protected]

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Narottam Jangir

Department of Electrical Engineering Lukhdhirji Engineering College Morbi-Gujarat, India [email protected]

Arvind Kumar Department of Electrical Engineering S.S. Engineering College Bhavnagar- Gujarat, India [email protected]

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Pradeep Jangir

Department of Electrical Engineering Lukhdhirji Engineering College Morbi-Gujarat, India [email protected]

paper term used emission constrained economic dispatch (ECED) problem is similar to term combined economic emission dispatch (CEED) problem.

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Abstract— In The main ambition of utility is to provide continuous reliable supply to customers, satisfying power balance, transmission loss while generators are allowed to be operated within rated limits. Meanwhile, achieve this purpose emission value and fuel cost should be as less as possible. An allowable deviation in fuel cost and feasible tolerance in fuel cost has been called emission constrained economic dispatch (ECED) problem. A new nature– inspired Whale optimization algorithm (WOA) is based on concept of bubble-net hunting strategy is applied to solve ECED problem. ECED is a multi-criteria problem can transformed to single criteria using price penalty factor method. In this paper quadratic function together with emission value and fuel cost are considered as individual objective makes it multi-criteria problem. The effect of six penalty factors like “Min-Max”, “Max-Max”, “Min-Min”, “MaxMin”, “Average”, “Common” price penalty factors and emission value of various pollutants gases exhalation are included. The emission constrained economic dispatch (ECED) problem is analysed for an IEEE-30 Bus system with six operational generator units. Results prove capability of WOA in solving ECED problem with different penalty factors.

WOA algorithm [1] in exploration phase uses spiral path covers a broader area so it guarantees to obtain global solution and algorithm has a capability to avoid local stagnation or local optima.

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The multi-objective power system dispatch problem can be transformed into single objective by using two techniques:

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Price penalty factor technique and



Weighted sum method (WSM)

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In this paper price penalty factor based technique is used to analysis ECED problem.

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Every utilities desire that generation cost and emission value should be as least as possible, but both objectives are contradictory so cannot be achievable at a single time. In this

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I. INTRODUCTION

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Keywords—Whale Optimization Algorithm; Bubble-net hunting strategy; Emission constrained economic dispatch; Fuel cost; Emission value.

In past there is only objective to minimize cost while generation of power, but now a big concern about saving environment from pollution to rectify problem of global warming so some rules are imposed on private and government utilities to reduce emission of toxic gases exhalation with possible least fuel cost.

The ECED problem consists of either single objective or multi-objective is solved using various algorithms such as: Neural network, Fuzzy system and Lagrange’s algorithm (LA) [2], Emission Standards [3], Dispatch problem on different power system using Stochastic algorithm [4-5], Security

constrained economic scheduling of generation considering generator constraints [6], Penalty factor based approach [9, 10], ECED with valve point effect [11, 12], with WSM technique [13], various novel evolutionary computational algorithm [14], Based on AI technique [15] and on multiobjective with different algorithms [16,17]. II. WHALE OPTIMIZATION ALGORITHM

distance between i-th whale to the prey mean best solution so far. Note: We assume that there is 50-50% probability that whale either follow the shrinking encircling or logarithmic path during optimization. Mathematically we modelled as follows:

 X *(t )  A.D X (t  1)   bl  D '.e .cos(2 l )  X *(t )

if if

p  0.5   p  0.5

(6)

Where: p expresses random number between [0, 1].

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In meta-heuristic algorithm, a newly purposed optimization algorithm called Whale optimization algorithm (WOA) [1], which inspired from the bubble-net hunting strategy. Algorithm describes the special hunting behavior of humpback whales, the whales follows the typical bubbles causes the creation of circular or ‘9-shaped path’ while encircling prey during hunting. Simply bubble-net feeding/hunting behavior could be understand such that humpback whale went down in water approximate 10-15 meter and then after start to produce bubbles in a spiral shape encircles prey and then follows the bubbles and moves upward the surface. Mathematic model for Whale Optimization algorithm (WOA) is given as follows:

Where: l is a random number [-1, 1], b is constant defines logarithmic shape, D '  X * (t )  X (t ) expresses the

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2.2.3

Search for prey

A Vector can be used for exploration to search for prey;

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vector A also takes the values greater than one or less than -1. Exploration follows two conditions (7) D  C . X rand  X X (t  1)  X rand  A.D

2.1 Encircling prey equation

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Humpback whale encircles the prey (small fishes) then updates its position towards the optimum solution over the course of increasing number of iteration from start to maximum number of iteration. (1) D  C . X * (t )  X (t )

(8)

Finally follows these conditions:  A  1 enforces exploration to WOA algorithm to find out 

global optimum avoid local optima A  1 For updating the position of current search agent/best solution is selected.

III. MATHEMATICAL FORMATION OF EMISSION CONSTRAINED ECONOMIC DISPATCH (ECED) PROBLEM

X (t ) is position vector.

Mathematic equation for ECED problem [2-5] is given as follows:

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(2) X (t  1)  X * (t )  A.D Where: A , D are coefficient vectors, t is current iteration, X * (t ) is position vector of optimum solution so far and

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Coefficient vectors A , D are calculated as follows: A  2a * r  a

ECED=Minimum (Generation cost) + penalty factor [2] * minimum (Emission value) [3]

2.2 Bubble-net attacking method In order to mathematical equation for bubble-net behavior of humpback whales, two methods are modelled as: 2.2.1 Shrinking encircling mechanism: This technique is employed by decreasing linearly the value

ui =Cost coefficient of ith generator in [$/MW2h]

(9)

i 1

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vi =Cost coefficient of ith generator in [$/MWh]

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wi =Cost coefficient of ith generator in [$/h]

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Fc = Generation cost of the ith generator NG = Number of generators n

ET = Total Emission Value

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Where,

(10)

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i 1

A

ET    xi Pi 2  yi Pi  zi 

P

X (t  1)  D '* e *cos(2 l )  X *(t ) bt

NG

Min( FC )   ui Pi 2  vi Pi  wi

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of a from 2 to 0. Random value for vector in rang between [-1, 1]. 2.2.2 Spiral updating position: Mathematical spiral equation for position update between humpback whale and prey that was helix-shaped movement given as follows:

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(3) (4) Where: is a variable linearly decrease from 2 to 0 over the course of iteration and r is a random number [0, 1]. C  2*r

xi =Emission coefficient of ith generator in [kg/MW2h] yi = Emission coefficient of ith generator in [kg/MWh]

(5)

zi = Emission coefficient of ith generator in [kg/h] Price penalty factor hi is used to transform multi-objective

ECED problem into a single objective [11-15] problem:

FT    ui Pi 2  vi Pi  wi   hi  xi Pi 2  yi Pi  zi 

Where,

n

(11)

i 1

Where,

FT = Total ECED Cost PRICE PENALTY FACTORS (PPF)

Min-Max price penalty factor is formulated as:

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u P  x P i

i



2

i min 2

i max

 vi Pi min  wi 

 yi Pi max 2  zi 

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hi

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The PPF [7-10] for multi-objective ECED problem is formulated taking the ratio fuel cost to emission value of the corresponding generators as follows: 

[$/kg]

2

i

i min

i

i min

 vi Pi min  wi 

 yi Pi min 2  zi 

2

coefficients.  Generator limits [2]

[$/kg]

Pi Min  Pi  Pi Max

(20)

VI. SIMULATION RESULTS In this paper data like bus number, generator operating limits and the fuel cost and emission coefficients [2] and loss coefficients [2] of standard IEEE-30 bus system [4]. Various power demands from 125-250 MW are considered with the interval of 25 MW. ECED problem is solved in MATLAB R2014b software. Table II, III, IV, V, VI, and VII shows solution of ECED problem with different power demand using “Min-Max”, “Max-Max”, “Min-Min”, “Max-Min”, “Average” and “Common” price penalty factors respectively.

(14)

Max-Min price penalty factor is formulated as:

u P  x P i

i

2

i max 2

i min

 vi Pi max  wi 

 yi Pi min 2  zi 

[$/kg]



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(16)

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(17)

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Average price penalty factor is formulated as: hi ( Min / Max )  hi ( Min / Min )  hi ( Max / Max )  hi ( Max / Min ) hAVGi  4  Common price penalty factor is formulated as: h hCOMi  AVGi n Where: n is operational generating unit

(15)

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hi

u P  x P

B0i and B00 is the transmission loss

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(13)

Min-Min price penalty factor is formulated as:

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hi

 

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(12)

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Max-Max price penalty factor is formulated as: ui Pi max 2  vi Pi max  wi [$/kg] hi  xi Pi max 2  yi Pi max 2  zi

 

respectively. Bij ,

The power output of a generating unit must lie within lower and upper power limits is given as:

hi = Price penalty factor (PPF) IV.

Pi and Pj is the active power of unit i th and j th

Fig. 1. Comparision of ECED/CEED fuel cost w.r.t. power demand

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V. VARIOUS CONSTRAINTS USED Power Balance constraint [6]: (18)

i 1

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n

PL   PiBijPj   BoiPi  Boo i 1 j 1

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n

P

n

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load demand and transmission line loss of the system respectively. Transmission line loss constraint can be given as, (Dhillon et al, 1994).

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PG , PDemand and PLoss is the total generated power,

Where,

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n

PG   Pi  PDemand  PLoss

(19)

i 1

Fig. 2. Comparision of fuel cost w.r.t. power demand

 The optimal overall cost for emission constrained economic dispatch (ECED) or CEED fuel cost and fuel cost is less when using “Min-Max” Price penalty factor compared to other penalty factors.  The “Max-Max” price penalty factor is good to yield a minimum emission compared to other penalty factors.  The “Max-Min” price penalty factor is good to get lowest transmission loss compared to other penalty factors “Min-Max”, “Min-Min”, “Max-Max”.

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Table I. concludes that for only ECED/CEED fuel cost prospective plant operates with “Min-Max” price penalty factor. If generators are scheduled to operate according to “Common” price penalty factor with increase almost 17% in CEED fuel cost, we can reduce emission upto 10% compare to “Min-Max” price penalty factor. But now a day’s thermal power plant operates with “Min-Max” price penalty factor having least CEED fuel cost without caring emission that causes environment pollution results in premature deaths of human being living near thermal power plant. In this research work future is multi-objective ECED formulation [16-18] and analysis generator scheduling so that optimal solution gained and all objectives fulfilled.

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Fig. 3. Comparision of emission value w.r.t. power demand

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References

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[1] Seyedali Mirjalili, Andrew Lewis, “The Whale Optimization Algorithm”, Elsevier Science Direct Advances in Engineering Software 95 (2016) 51–67. http://www.alimirjalili.com/WOA.html.

Fig. 4. Comparision of transmission loss w.r.t. power demand

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Table I compares the results obtained with all six penalty factors assuming PD=250 MW is reference. For each penalty factor with all PD search agents and maximum iterations are 30 and 2000 respectively. PD=250 MW is assumed reference because on higher PD the results shows significant variation or clearance in obtained results. Further “Min-Max” price penalty factor is taken as base and results for other penalty factor is given in percentages w.r.t. “Min-Max” penalty factor in Table I.

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[2] Senthil Krishnamurthy and Raynitchka Tzoneva, "Investigation of the Methods for Single area and Multi area Optimization of a Power System Dispatch Problem", International review of Electrical Engineering (IREE), Praise worthy prize, Feb 2012. [3] Sarath K. Guttikunda, Puja Jawahar,"Atmospheric emissions and pollution from the coal-fired thermal power plants in India", Elsevier, Atmospheric Environment 92 (2014) 449-460. [4] D.P. Kothari and J.S. Dhillon, "Power System Optimization, Text Book, Prentice - Hall of India Private Limited, New Delhi, 2nd Edition 2006. [5] J.S. Dhillon , S.C. Parti and D.P. Kothari, "Stochastic economic emission load dispatch", Electric Power Systems Research, Vo1.26, 1993, pp.179-186. [6] Zwe-Lee Gaing and Rung-Fang Chang, "SecurityConstrained economic scheduling of generation considering generator constraints", International Conference on Power System Technology, 2006, pp.I-6. [7] M.T. Tsai, and C.W. Yen “An Improved Particle Swarm Optimization for Economic Dispatch with Carbon Tax Considerations”, International Conference on Power System Technology, 2010, pp 1-6. [8] T. Thakur, K. Sem, S. Saini, and S. Sharma “A Particle Swarm Optimization Solution to NO2 and SO2 Emissions for Environmentally Constrained Economic Dispatch

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The ECED problem is solved using Whale optimization algorithm using six different penalty factors and their effect is analyzed on IEEE-30 bus 6 generating unit system. On the basis of results obtained some conclusion is made:

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Conclusion

[9]

[10]

[14]

[15]

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[11]

Problem”, IEEE/PES, Transmission & Distribution Conference and Exposition: Latin America, 2006. R. Gnanadass, Narayana Prasad Padhy, K. Manivannan,"Assessment of available transfer capability for practical power systems with combined economic emission dispatch", Elsevier science direct Electric Power Systems Research 69 (2004) 267–276. Hadi Hamedi, "Solving the combined economic load and emission dispatch problems using new heuristic algorithm", Elsevier Electrical Power and Energy Systems 46 (2013) 10–16. S. Hemamalini and S.P. Simon, “Maclaurin series-based Lagrangian method for economic dispatch with valve-point effect”, Generation, Transmission & Distribution, IET,Volume 3,Issue 9,September 2009, pp 859-871. Binod Shaw, V. Mukherjee, S.P. Ghoshal,"A novel opposition-based gravitational search algorithm for combined economic and emission dispatch problems of power systems", Elsevier Electrical Power and Energy Systems 35 (2012) 21–33. A. Chatterjee, S.P. Ghoshal, V. Mukherjee,"Solution of combined economic and emission dispatch problems of power systems by an opposition-based harmony search

[16]

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[17]

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[13]

[18]

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algorithm",Elsevier Electrical Power and Energy Systems 39 (2012) 9–20. P.Venkatesh, R.Ganadass and Narayana Prasad Padhy, "Comparsion and Application of evolutionary programming techniques to combined economic emission dispatch with line flow constraints", IEEE Transactions on Power Systems, vol.18, No.2, May 2003, pp.688-697. I. Jacob Raglend, Sowjanya Veeravalli, Kasanur Sailaja, B. Sudheera, D.P. Kothari,"Comparison of AI techniques to solve combined economic emission dispatch problem with line flow constraints", Elsevier Electrical Power and Energy Systems 32 (2010) 592–598. J .S. Dhillon , S.C. Parti and D P Kothari, “ Multi-objective optimal thermal power dispatch”, Electrical Power & Energy Systems, Volume 16, Number 6, 1994, pp 383-389. S. Dhanalakshmi, S. Kannan, K. Mahadevan, S. Baskar,"Application of modified NSGA-II algorithm to Combined Economic and Emission Dispatch problem", Elsevier Electrical Power and Energy Systems 33 (2011) 992– 1002. M. Basu, "Economic environmental dispatch using multiobjective differential evolution", Elsevier Applied Soft Computing-11(2011)2845–2853.

Criterion

Min-Max price penalty factor 100 %

Max-Max price penalty factor

Min-Min price penalty factor

Max-Min price penalty factor

Average penalty factor

Common penalty factor

100.38

116.33%

118.05%

117.82%

109.08%

100 %

157.05%

162.31%

413.37%

220.09%

116.85%

100 %

89.36%

101.42%

100.71%

100.91%

90.76%

100 %

74.41%

51.27%

46.75%

47.65%

58.26%

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Fuel cost Fc [$/hr] ECED fuel cost FT [$/hr] Emission value ET [kg/hr] Power loss PL [MW]

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TABLE I. COMPARISION OF SIMULATION RESULTS OBTAINED FOR “MIN-MAX”, “MAX-MAX”, “MIN-MIN”, “MAX-MIN”, “AVERAGE” AND “COMMON” PRICE PENALTY FACTOR FOR POWER DEMAND 250 MW.

TABLE II. SOLUTION OF ECED PROBLEM USING “ MIN-MAX ” PRICE PENALTY FACTOR WITH DIFFERENT POWER DEMAND P1 [MW]

P2 [MW]

P3 [MW]

P4 [MW]

P5 [MW]

P6 [MW]

PL [MW]

FC [$/hr]

125

59.24418

20

15

10

10

12

1.24617

307.93807

150

85.18758

20

15

10

10

12

2.191507

373.23132

175

100.89183

30.32740

15

10

10

12

3.22341

442.25017

217.07993

200

119.67087

26.06898

18.87652

13.78662

13.66851

12.08733795

4.16655

522.81766

256.80624

627.22085

225

118.92056

57.53339

21.93812

10

10

12

5.38559

603.54686

302.32113

719.20861

250

143.52965

40.77984

26.99656

17.34251

11.142420

16.67902326

6.33603

678.70047

341.78078

810.29037

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PD [MW]

ET [Kg/hr]

FT [$/hr]

P

161.27002

A

185.01992

380.95321 453.72197

P

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532.53666

TABLE III. SOLUTION OF ECED PROBLEM USING “ MAX-MAX ” PRICE PENALTY FACTOR WITH DIFFERENT POWER DEMAND PD [MW]

P1 [MW]

P2 [MW]

P3 [MW]

P4 [MW]

P5 [MW]

P6 [MW]

PL [MW]

FC [$/hr]

ET [Kg/hr]

FT [$/hr]

125

56.86102

20.06372

15.047792

10.03186

10.03186

14.23964

1.17732

308.14541

161.03957

641.03807

150

72.75913

26.18850

15

10

15.91995

12

1.86978

377.98216

180.92521

744.68174

175

93.16211

31.34994

21.40836

10.00000

10.00000

12.00000

2.93164

445.62887

212.76567

864.714943

200

99.30213

36.50068

20.85520

19.25324

11.89337

15.67300

3.47954

526.94579

239.38682

995.04231

225

107.83022

43.289227

19.47893

14.51787

21.53742

22.69070

4.31053

611.78293

273.11198

1142.54779

250

116.88350

46.059563

33.09354

23.47180

23.18714

12.05904

4.71450

681.28151

305.43312

1272.58868

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TABLE IV. SOLUTION OF ECED PROBLEM USING “ MIN-MIN ” PRICE PENALTY FACTOR WITH DIFFERENT POWER DEMAND

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P1 [MW] 50

P2 [MW] 20

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PD [MW]

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P3 [MW] 24.23410

P4 [MW] 10

P5 [MW] 10

P6 [MW] 12

PL [MW] 1.157822

FC [$/hr] 347.27731

ET [Kg/hr] 176.53295

FT [$/hr] 650.50410 784.01709

56.40699

20

17.84798

35

10

12

1.448447

411.49699

197.41393

175

50.47174

60.59487

15.25515

25.03881

13.08341

12.68332

2.127860

479.42649

236.06647

867.91785

200

54.22001

41.52906

44.06467

27.14251

10.87374

24.37622

2.263236

617.83020

265.25749

1044.82175

225

51.69781

79.99986

30.60762

11.83091

27.09253

3.240044

679.61300

325.98955

1185.53346

250

51.16725

66.59178

33.61245

29.99998

39.99997

3.248752

789.57070

346.64448

1315.22078

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150

27.01040

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31.87319

125

P1 [MW] 50

P2 [MW] 20

P3 [MW] 15

150

50.19205

20.07682

24.81668

175

50.03497

33.14022

22.20011

200

50.74571

28.03500

37.46397

225

51.50238

36.72258

250

50

59.68597

P4 [MW] 14.49196

P5 [MW] 14.64726

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TABLE V. SOLUTION OF ECED PROBLEM USING “ MAX-MIN ” PRICE PENALTY FACTOR WITH DIFFERENT POWER DEMAND P6 [MW] 12

PL [MW] 1.10535

FC [$/hr] 362.50492

ET [Kg/hr] 175.58672

1843.93631 2008.36079

FT [$/hr]

19.92442

12.06751

1.19782

412.24160

190.99146

34.99981

16.46368

19.76566

1.60276

485.08990

219.89801

2230.79140

33.22445

27.27866

25.06728

1.79950

620.75557

262.16425

2610.159305

49.99942

34.99959

29.99965

23.94385

2.17961

728.15300

303.01587

3004.76540

40.13582

35

30

38.13364

2.96184

801.20611

344.21610

3349.47296

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24.02089

P3 [MW]

P4 [MW]

P5 [MW]

PL [MW]

FC [$/hr]

ET [Kg/hr]

FT [$/hr]

125

50

24.9889

15.18250

10

13.90827

12

1.080855

311.49243

163.40551

848.74527

150

50

32.86385

21.58919

24.89281

10

12

1.349023

393.00387

190.47636

995.28557

175

50.01372

30.60851

22.17764

19.94887

27.36502

26.48449

1.602481

496.78281

215.91303

1155.06425

200

55.59804

43.65718

22.73687

24.48946

29.17241

26.52964

2.189019

576.13809

245.97362

1348.16807

225

56.47744

47.69916

35.98409

33.79507

16.08599

37.61918

2.638009

680.52638

290.26304

1570.22562

250

50

60.46457

38.80995

35

28.74108

40

3.019302

799.69421

344.90276

1783.39658

P

P2 [MW]

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P1 [MW]

N

PD [MW]

E

P6 [MW]

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TABLE VI. SOLUTION OF ECED PROBLEM USING “ AVERAGE ” PRICE PENALTY FACTOR WITH DIFFERENT POWER DEMAND

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TABLE VII. SOLUTION OF ECED PROBLEM USING “ COMMON ” PRICE PENALTY FACTOR WITH DIFFERENT POWER DEMAND PD [MW]

P1 [MW]

P2 [MW]

P3 [MW]

P4 [MW]

P5 [MW]

P6 [MW]

PL [MW]

FC [$/hr]

ET [Kg/hr]

125

50

29.15293

15

10

10

12

1.153414

308.15719

164.70723

398.65777

150

50.05627

44.01325

19.40510

11.80851

14.26846

12.00521

1.548407

386.22854

192.51063

489.02103

175

50

42.65671

23.10016

23.18883

19.90007

17.86280

1.709441

480.88097

216.87242

592.42020

200

60.21483

52.77214

25.68620

20.50336

24.94807

18.27944

2.402566

562.59383

247.00588

700.05337

225

67.34043

52.23848

31.58388

28.34019

27.76907

20.56920

2.847481

656.39000

278.25186

818.72990

250

80.31849

51.30956

29.08470

35

26.38334

31.59217

3.691293

740.35495

310.20077

946.86882

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FT [$/hr]