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Probiotics and Prebiotics Current Research and Future Trends
Edited by
Koen Venema and Ana Paula do Carmo
Caister Academic Press
Probiotics and Prebiotics Current Research and Future Trends
Edited by Koen Venema Beneficial Microbes Consultancy Wageningen The Netherlands
and Ana Paula do Carmo Instituto Federal do Espírito Santo - IFES Soteco Vila Velha Brazil
Caister Academic Press
Copyright © 2015 Caister Academic Press Norfolk, UK www.caister.com British Library Cataloguing-in-Publication Data A catalogue record for this book is available from the British Library ISBN: 978-1-910190-09-8 (hardback) ISBN: 978-1-910190-10-4 (ebook) Description or mention of instrumentation, software, or other products in this book does not imply endorsement by the author or publisher. The author and publisher do not assume responsibility for the validity of any products or procedures mentioned or described in this book or for the consequences of their use. All rights reserved. No part of this publication may be reproduced, stored in a retrieval system, or transmitted, in any form or by any means, electronic, mechanical, photocopying, recording or otherwise, without the prior permission of the publisher. No claim to original U.S. Government works. Cover design adapted from Figure 7.6. Ebooks Ebooks supplied to individuals are single-user only and must not be reproduced, copied, stored in a retrieval system, or distributed by any means, electronic, mechanical, photocopying, email, internet or otherwise. Ebooks supplied to academic libraries, corporations, government organizations, public libraries, and school libraries are subject to the terms and conditions specified by the supplier.
Contents
Contributorsvii Prefacexv Part I General Introduction 1
Probiotics and Prebiotics: Current Status and Future Trends
2
Functional Aspects of Prebiotics and the Impact on Human Health
Koen Venema and Ana Paula do Carmo Vicky De Preter and Kristin Verbeke
1 3 13
Part II Probiotics27 3
Lactobacilli as Probiotics: Discovering New Functional Aspects and Target Sites
29
4
Bifidobacteria – Regulators of Intestinal Homeostasis
43
5
Propionibacteria also have Probiotic Potential
69
6
Non-LAB Probiotics: Spore Formers
93
7
Mechanisms of Action of Probiotic Yeasts
105
8
Yeasts as Probiotics – Established in Animals, but what about Man?
115
9
Escherichia coli – More than a Pathogen?
135
10
The Paradoxical Role of Enterococcus Species in Foods
153
11
Use of rec LABs: Good Bugs to Deliver Molecules of Health Interest: From Mouse to Man
167
Koen Venema and Marjolein Meijerink
Thomas D. Leser, Caroline T. Gottlieb and Eric Johansen Gabriela Zárate and Adriana Perez Chaia
Loredana Baccigalupi, Ezio Ricca and Emilia Ghelardi Flaviano dos Santos Martins and Jacques Robert Nicoli Gunnard K. Jacobson Maïwenn Olier
Luís Augusto Nero, Svetoslav Dimitrov Todorov and Luana Martins Perin Jean-Marc Chatel, Natalia Breyner, Débora L.R. Gomes, Vasco Azevedo, Anderson Myioshi and Philippe Langella
iv | Contents
12
The Indigenous Microbiota and its Potential to Exhibit Probiotic Properties
181
13
Improving the Digestive Tract Robustness of Probiotic Lactobacilli
195
14
Biology of Reactive Oxygen Species, Oxidative Stress, and Antioxidants in Lactic Acid Bacteria
205
Sylvie Miquel, Rebeca Martin, Muriel Thomas, Luis G. Bermudez-Humaran and Philippe Langella Hermien van Bokhorst-van de Veen, Peter A. Bron and Michiel Kleerebezem
Marta C.T. Leite, Bryan Troxell, Jose M. Bruno-Bárcena and Hosni M. Hassan
Part III Prebiotics
219
15
Functional Aspects of the Endogenous Microbiota that Benefit the Host
221
16
Studying the Microbiota and Microbial Ecology of the GI Tract in the Omics Era: Tools for Stools
235
17
Metagenomics of the Gut Microbiota as a Tool for Discovery of New Probiotics and Prebiotics
245
18
Emerging Applications of Established Prebiotics: Promises Galore
265
19
Prebiotics: Technological Aspects and Human Health
275
20
New and Tailored Prebiotics – Established Applications
289
21
Immunomodulating Effects of Prebiotics and Fibres
315
22
Prebiotics Beyond Fibres
331
23
Synbiotics – More than just the Sum of Pro- and Prebiotics?
345
Koen Venema
Kieran M. Tuohy, Francesca Fava and Nicola Segata Hyun Ju You, Jiyeon Si and GwangPyo Ko Seema Patel
Vanessa Rios de Souza, Camila Carvalho Menezes, Luciana Rodrigues Cunha, Patricia Aparecida Pimenta Pereira and Uelinton M. Pinto Shanthi G. Parkar, Paul A. Blatchford, Caroline C. Kim, Douglas I. Rosendale and Juliet Ansell Hanne Frøkiær, Stine B. Metzdorff and Koen Venema Delphine M. Saulnier and Michael Blaut Koen Venema
Part IV Clinical and Medical Aspects of Pro- and Prebiotics
361
24
Pro- and Prebiotics: the Role of Gut Microbiota in Obesity
363
25
The Role of the Gut Microbiota in Brain Function
381
26
Infant Development, Currently the Main Applications of Probiotics and Prebiotics?
391
27
Pro- and Prebiotics in Management of Patients with Irritable Bowel Syndrome
407
28
Pro- and Prebiotics for Oral Health
417
29
Cholesterol-lowering Effects of Probiotics and Prebiotics
429
Marc R. Bomhof and Raylene A. Reimer
Julia König, John-Peter Ganda Mall, Ignacio Rangel, Hanna Edebol and Robert-Jan Brummer Giuseppe Mazzola, Irene Aloisio and Diana Di Gioia
Ratnakar Shukla, Ujjala Ghoshal and Uday C. Ghoshal
Svante Twetman, Mette Rose Jørgensen and Mette Kirstine Keller Min-Tze Liong, Byong-H. Lee, Sy-Bing Choi, Lee-Ching Lew, Amy-Sie-Yik Lau and Eric Banan-Mwine Daliri
Contents | v
30
Perspectives on Differences Between Human and Livestock Animal Research in Probiotics and Prebiotics
447
31
The Use of Probiotics to Enhance Animal Performance
459
32
Pharmaceutical Aspects of Probiotics and Prebiotics
469
Tyler E. Askelson and Tri Duong
Juliana Teixeira de Magalhães, Luciene Lignani Bitencourt, Marta Cristina Teixeira Leite, Ana Paula do Carmo and Célia Alencar de Moraes Indu Pal Kaur, Parneet Kaur Deol, Simarjot Kaur Sandhu and Praveen Rishi
Part V Future Perspectives
487
33
Future Possibilities for Pro- and Prebiotics: Is the Sky the Limit?
489
Appendix I: Web Resources
495
Index
505
Koen Venema and Ana Paula do Carmo
Cholesterol-lowering Effects of Probiotics and Prebiotics Min-Tze Liong, Byong-H. Lee, Sy-Bing Choi, Lee-Ching Lew, Amy-Sie-Yik Lau and Eric Banan-Mwine Daliri
Abstract Recently, the use of probiotics and prebiotics as a cholesterol lowering agent has become increasingly popular. This chapter will highlight some of the in vitro and in vivo evidence showing the potential of probiotics and prebiotics in improving serum lipid profile. Data revealing details at molecular levels have also been included in this chapter. The proposed mechanisms for cholesterol removal by probiotics include assimilation of cholesterol by growing cells, binding of cholesterol to cellular surface and incorporation into the cellular membrane, deconjugation of bile via bile salt hydrolase, coprecipitation of cholesterol with deconjugated bile and production of shortchain fatty acids from oligosaccharides. In this chapter, we have highlighted on a few more selected cholesterol lowering mechanisms that are feasible and supported by in-depth evidence. Although cholesterol lowering abilities of probiotics has been extensively reported; recently, controversies have risen attributed to the activities of deconjugated bile acids that repress the synthesis of bile acids from cholesterol. Using a molecular docking approach, we have demonstrated that deconjugated bile acids have higher binding affinity towards some orphan nuclear receptors namely the farsenoid X receptor (FXR), leading to a suppressed transcription of the enzyme cholesterol 7-alpha-hydroxylase (7AH), which is responsible for bile acid synthesis from cholesterol. Possible detrimental effects due to increased deconjugation of bile salts such as malabsorption of lipids, colon carcinogenesis, gallstones formation and altered gut microbial populations, which contribute to other varying gut diseases, are also included in this chapter. The effects of probiotics and prebiotics on other cholesterol-related disorders such as formation of abnormal erythrocytes are also discussed in this chapter. As described in the past studies, hypercholesterolaemia could induce alterations in the human erythrocyte plasma membrane. Administration of probiotics and prebiotics has improved erythrocyte membrane fluidity, decreased membrane rigidity and altered membrane lipid profiles. Probiotics and prebiotics is a new feasible approach to use natural interventions for cholesterol management.
29
Introduction Cholesterol is one of the essential structural components crucial in establishing proper cellular membrane permeability and fluidity in our body. Two of the main lipoproteins that transport cholesterol are the low-density lipoprotein- (LDL) and high-density lipoprotein (HDL)-cholesterol. During hypercholesterolaemia, higher concentrations of LDL and lower concentrations of HDL is usually found in blood and the excess can accumulate on the walls of the arteries, and together with plaques, this leads to the narrowing of the arteries. There are many risks associated with hypercholesterolaemia, ranging from coronary artery disease to heart attack and stroke, causing morbidity and mortality. With the increasing development of various drugs to ameliorate this metabolic disease, pharmaceutical companies have pumped huge investments in the discovery of potent drugs. Amid these, natural approaches such as non-drug strategies have also increased. Dietary intervention such as monitoring the intake of saturated fat and replacing saturated fat with mono or polysaturated fatty acids have always been highlighted by healthcare practitioners to their patients. Recently, the use of probiotics as a cholesterol lowering agent has also become increasingly popular. Hypercholesterolaemia is a metabolic derangement characterized by the presence of high levels of cholesterol in the blood (Ooi et al., 2010a). Elevated blood cholesterol is known to be a major risk factor for coronary heart diseases (Kumar et al., 2012a). It was predicted by World Health Organization (WHO, 2013) that cardiovascular diseases will remain as the leading cause of death by 2030, such that an estimation of 23.6 million people will die from the disease in the year 2030. Over 80% of cardiovascular disease-related deaths take place in low- and middle-income countries (WHO, 2013). According to a report, hypercholesterolaemia contributes to 45% of heart attacks in Western Europe and 35% of heart attacks in Central and Eastern Europe (Kumar et al., 2012a). Those with hypercholesterolaemia have three times higher risk of heart attack compared with those with normal blood lipid profiles (Kumar et al., 2012a). High blood cholesterol levels can be reduced by dietary management, behaviour modification, regular exercise or even drug therapy (Kumar et al., 2012a; Ooi et
430 | Liong et al.
al., 2010a). However, apart from the high cost of cholesterol lowering drugs, they may also present severe adverse effects (Kumar et al., 2012a). Probiotics and prebiotics, which could be a cheaper and safer alternative, have been studied to ascertain their ability to lower cholesterol. The beneficial effects of probiotics have been extensively studied for the last few decades and many strains of probiotics microorganisms have been evaluated for their cholesterol lowering properties. However, those from the genera of Lactobacillus, Bifidobacterium, Lactococcus, and Streptococcus have dominated most research publications in such a health benefit. Scientific evidence on the cholesterol lowering effects initially surfaced in 1959, where Danielsson and Gustafsson observed that the cholesterol level in germ-free animals were lower than in normal conventional animals (Danielsson and Gustafsson, 1959). Later, Beher et al. (1964) and Wostmann et al. (1966) reported that the intestinal microbiota was responsible for the conversion of cholesterol to coprostanol and conversion of primary bile to secondary bile; leading to a decrease in serum cholesterol levels. Mott et al. (1973) conducted an animal trial using cholesterolfed piglets and further confirmed that serum cholesterol was lowered by intestinal bacteria. Meanwhile, Mann et al. (1974) observed that when African Masaai men consumed large amounts of Lactobacillus strain fermented milk for 21 days, serum cholesterol level decreased compared with their initial levels. In addition, Harrison et al. (1975) reported that serum cholesterol level decreased when the Lactobacillus count in the bowel microbiota of newborn was increased. Since then, there have been numerous studies conducted to evaluate the cholesterol lowering properties of probiotics. Prebiotics, defined as ‘indigestible fermented food substrates that selectively stimulate the growth, composition and activity of microbiota in gastrointestinal tract and thus improve hosts, health and well-being’ (Roberfroid, 2007) has also acquired scientific recognition in cholesterol lowering effects in recent years. Prebiotics such as fructooligosaccharides (or oligofructose), inulin, lactulose, and galactooligosaccharides are fermented by gastrointestinal microbiota to further selectively stimulate the growth and/or activity of beneficial intestinal bacteria. In addition,
prebiotics are also utilized by the intestinal microbial population to produce short-chain fatty acids which may lead to improvement of lipid profiles. More recent studies do not only focus on the effects of probiotics and prebiotics on the serum total cholesterol levels, but also on the different types of lipoproteins and the triglycerides levels. In animal trials, the effects on the liver cholesterol and triglycerides content are also normally included. Expressions of genes responsible for cholesterol metabolism, catabolism and efflux have also been extensively studied in animals. This chapter will highlight some of these aspects. In vitro and in vivo evidence In vitro findings The potential cholesterol-lowering effects of probiotic strains are usually screened using in vitro methods. Previous studies have reported that lactobacilli removed cholesterol in vitro by various mechanisms. In a study evaluating the ability of lactobacilli to remove cholesterol in vitro under the conditions that mimic the human gastrointestinal tract, Lye et al. (2010a) observed that strains of lactobacilli were able to remove cholesterol via assimilation of cholesterol during growth, binding of cholesterol to the surface of cells (Fig. 29.1), disruption of cholesterol micelle and deconjugation of bile salts. The authors also reported that the removal of cholesterol was strain dependent and bile dependent. This was further corroborated by Pan et al. (2011) which reported that Lactobacillus fermentum SM-7 cells assimilated 61.5% and co-precipitated and absorbed 38.5% of the cholesterol in media containing 0.1 g/l cholesterol. Some bacteria including Lactobacillus species have been reported to have protease-sensitive receptors on the cell surface which may be responsible for tight contact with exogenous cholesterol/phosphatidylcholine vesicles. They then assimilate cholesterol into their own cell membrane to reduce membrane fluidity thereby influencing their membrane permeability (Efrati et al., 1981; Kumar et al., 2012a; Tani et al., 1993). Other studies have shown that probiotics may produce exopolysaccharides which may bind cholesterol, or that
Figure 29.1 Scanning electron micrograph images of lactobacilli cells growing in the absence of cholesterol (left) and cells grown in the presence of cholesterol (right). In the latter case, a rough surface was observed, illustrating the attachment of cholesterol onto cellular surface. Magnification: 10k x.
Cholesterol Lowering by Probiotics and Prebiotics | 431
the numerous amino acids and peptidoglycan in probiotic cell walls may account for the strong interactive forces with which both live and dead probiotics cells mop up cholesterol (Guo et al., 2011; Kimoto-Nira et al., 2007; Raghavan et al., 2011). In another in vitro study by Bordoni et al. (2013), it was reported that strains of bifidobacteria could also remove cholesterol by assimilating cholesterol during growth. It has also been reported that lactobacilli could reduce cholesterol in vitro via conversion of cholesterol to coprostanol and via incorporation of cholesterol into the cellular membrane during growth (Lye et al., 2010b). Moreover, Ahire et al. (2012) reported that growing cells of L. helveticus CD6 possessed high intracellular cholesterol oxidase-like activity, thus leading to degradation of cholesterol in vitro. In addition to cholesterol removal ability from cholesterol containing media, there have been increasing studies reporting on the ability of probiotics to interfere with intestinal cholesterol absorption. Niemann–Pick C1-like 1 protein (NPC1L1), a polytopic intestinal transmembrane protein containing a sterol-sensing domain, is essential in mediating cellular uptake of various sterols especially cholesterol (Yu, 2008). Huang and Zheng (2010) reported that probiotic L. acidophilus ATCC 4356 was able to reduce the expression of the NPC1L1 gene, leading to inhibition of cellular uptake of micellar cholesterol in intestinal Caco-2 cells. Similarly, it was reported that L. plantarum Lp27 isolated from Tibetan kefir grains inhibited cholesterol absorption through down-regulation of NPC1L1 expression in Caco-2 cells (Huang et al., 2013b). Similar trends were also observed by Yoon and co-workers where L. rhamnosus BFE5264 isolated from Maasai fermented milk and L. plantarum NR74 isolated from Korean kimchi down-regulated the expression of NPC1L1 in Caco-2 cells (Yoon et al., 2013). Another important protein that regulates cholesterol movement across cells is the heterodimeric transporter complex, ABCG5/ABCG8, the function of which is necessary for the majority of sterols secreted into bile (Kosters et al., 2006). It has been reported that treatment of Caco-2 cells with L. rhamnosus BFE5264 and L. plantarum NR74 also resulted in up-regulation and elevated expression of ABCG5 and ABCG8, thus promoting cholesterol efflux in enterocytes, leading to increased secretion of cholesterol into bile (Yoon et al., 2011). Most prebiotics promote the growth of lactic acid-producing bacteria. Through this they have also been proposed to have beneficial effects on lipid metabolism. In addition, intestinal fermentation of prebiotics leads to the production of substantial amounts of short-chain-fatty-acids (SCFAs) such as acetate and propionate, which can be transported to the liver via the portal vein and enters the cholesterogenesis and lipogenesis pathways. It has been suggested that the SCFAs produced by the intestinal microbiota may regulate lipid metabolism in intestine, thus reducing plasma cholesterol levels. Alvaro et al. (2008) showed that incubation of SCFAs namely acetate, propionate and butyrate to human Caco-2 enterocytes down-regulated the expression of nine key genes involved in intestinal cholesterol biosynthesis according to cDNA microarray analysis and quantitative realtime PCR. Besides exerting effects via SCFAs, prebiotics with long chain non-digestible polysaccharides such as β-glucan have
also been shown to down-regulate the intestinal cell expression of genes known to play critical roles in fatty acid and cholesterol synthesis and fatty acid transport (Drozdowski et al., 2010). In vivo findings The use of animal models and humans to evaluate the effects of probiotics on serum cholesterol levels has been emphasized over the years. However, recent studies have also focused on the lipoprotein profile as well as triglycerides level and liver lipid profiles. New strains of probiotics have been evaluated in animal models for their potential in cholesterol lowering effects (Table 29.1), while human studies have shown promising evidence that well-established probiotics possess significant cholesterol reducing effects (Table 29.2). Many studies have used rats, mice, hamsters, guinea pigs and pigs as models due to their similarities with humans in terms of cholesterol and bile acid metabolism, plasma lipoprotein distribution, and regulation of hepatic cholesterol enzymes (Ooi and Liong, 2010). These animals also share an almost similar digestive anatomy and physiology, nutrient requirements, bioavailability and absorption, and metabolic processes with humans, making them useful experimental models for research applications (Patterson et al., 2008). Hence, the positive cholesterol reducing effects shown in animal studies suggest a similar potential in humans. Human trial results that paralleled those obtained from animal studies have further attested to the transferability and reliability of results obtained in selected animal models. Many studies have evaluated the effects of probiotics on serum lipid profiles, intestinal lipid uptake and even liver lipid deposition. A recent study has illustrated that the administration of L. fermentum ATCC 11976 to hamsters on a high-cholesterol diet, yielded lower fat deposition compared with the control that were not administered with lactobacilli (Fig. 29.2). However, there are increasing data revealing details at molecular levels by investigating on the gene expression profile of the host tissue when probiotic strains were administered. Zhong et al. (2012) reported that administration of L. casei Zhang to male Wistar rats (n = 10) for 67 days evokes a significant reduction of serum triglyceride (TG) and low density lipoprotein-cholesterol (LDL-C) by 31.3 and 30.8% (P