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Abstract. Over three decades ago Daniel Shanks discovered some integers ca;n which generalize both the Euler numbers and the class numbers of imagi-.
SOME ARITHMETIC PROPERTIES OF SHANKS'S GENERALIZED EULER AND CLASS NUMBERS E. TESKE AND H. C. WILLIAMS Abstract. Over three decades ago Daniel Shanks discovered some integers c which generalize both the Euler numbers and the class numbers of imaginary quadratic elds. Little work appears to have been done on these numbers since their discovery apart from a few scattered results of Shanks that appear in some of his papers and in his correspondence with Mohan Lal. In this paper we investigate some arithmetic properties of these numbers and generalize Shanks's results. In particular, we establish some periodic properties of c modulo m and we partially answer the question of what primes can be divisors of c for a given value of a. a;n

a;n

a;n

1. Introduction Let D be a fundamental discriminant of an imaginary quadratic eld; then D  1 (mod 4) or D  8; 12 (mod 16). If we de ne the character  by (n) = D (n) = (D=n), where (D=n) is the Kronecker symbol, then the analytic class number formula gives p (1.1) L(1; ) = 2h(?a)=(w jDj) where j a = (2 ? jjD(2) (1.2) j)2 ; p h(?a) is the class number of the quadratic eld ( ?a), and w is the number of p roots of unity in ( ?a) (w = 2 if jDj > 4; w = 6 if jDj = 3; w = 4 if jDj = 4). Here Q

Q

(1.3) If we put

L(s; ) =

1 X

n=1

(n)n?s :

1  ?a  X ?s La (s) = 2n + 1 (2n + 1) ; n=0

Date : October 13, 1998. 1991 Mathematics Subject Classi cation. 11B68, 11R11. Secondary 11R29, 11Y40. Research of the second author supported by NSERC of Canada grant #A7649. 1

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E. TESKE AND H. C. WILLIAMS

where (?a=2n+1) is the Jacobi symbol, then by using the Euler product representation of L(s; ), we get (1.4) La (s) = (1 ? (2)2?s)L(s; ) : In [15] Shanks showed that if we de ne ca;n by   2n+1 p ca;n a (2n)! = La (2n + 1) (a > 1) (1.5) 2a and 1   2n+1 c1;n = L (2n + 1) (a = 1) ; 2 2 (2n)! 1

then ca;n is an integer for a  1. He proved this interesting result by rst noting that if a = m2 b, where b is squarefree, then Y   ?b  ?s 1 ? p p Lb (s) : La (s) = pjm Thus, if cb;n is an integer, then so is ca;n; indeed, cb;n j ca;n. This reduced the problem to showing that ca;n is an integer if a is squarefree. In the sequel we will assume that a always represents a squarefree positive integer. Under this condition Shanks derived the recurrence   n X (1.6) ca;n?i(?a2 )i 2n 2i = Ca;n i=0 where 8 (aX ?1)=2   > k (a ? 4k)2n n > when a  3 (mod 4) n X ( ? 1) > : 2k +1 2k+1 1, then ( ca;0 = 3h(?a) if a  3 (mod 4) and a 6= 3 (1.7) h(?a) otherwise ; hence ca;0 2 . Furthermore, c1;n = En, the n?th Euler number. Because the values p of ca;n are integers and generalize the class number of ( ?a) in one direction and the Euler numbers in the other, Shanks called them \generalized Euler and class numbers". Z

Q

His interest in the ca;n numbers developed from his investigation of certain number theoretic constants. (See Shanks [14], p. 136.) In particular, he was concerned about how to obtain very precise values for ha , a number needed for determining the asymptotic density (under a conjecture of Hardy and Littlewood) of primes of the form x2 + a. In [13] he produced a technique for evaluating ha which required accurate values of La (s) for s = 1; 2; 3; : ::. In the case of La (2n + 1), we see from (1.5) that as soon as the value of ca;n is known, La (2n + 1) can be readily determined as precisely as needed. On the other hand, since ca;n is an integer, only

GENERALIZED EULER AND CLASS NUMBERS

3

an approximate value of La (2n + 1) is needed in order to x exactly what ca;n is. In collaboration with Mohan Lal, Shanks used his method of computing La (s) by means of Epstein zeta-functions to tabulate values of La (s) to 45 decimals. By using (1.5), Stirling's formula and the fact that La (2n + 1; ) is asymptotic to 1, it is easy to see that  4n 2n r 4n 2n+1=2 ; ca;n  e a hence, Shanks deduced that c100;9  6  1048 : Thus, given the level of accuracy for which they could compute La (s), they were able to produce a table of values for ca;n for a = 1(1)100 and n = 0(1)9 (see [16], p. 279). Of course, having only 45 decimals of La (2n+1), even for the range of n and a values above, is not enough to evaluate ca;n when ca;n is large, but Shanks discovered some congruences such as ca;n+2  ca;n (mod 60) (n  1) which are useful for determining the low order digits of ca;n . In [16] and in his 1968 correspondence with Lal, currently in the possession of the second author, he mentioned several such results, all without proof. He also mentioned in [16] another of his reasons for wanting to investigate the ca;n numbers. By results in x4 of [14], it is evident that for negative D, L(s; ) is rational for all s = 0; ?1; ?2; : : :. (This had actually been proved earlier by Leopoldt [11].) Shanks believed that these numbers, which are easily expressed in terms of his ca;n , would play a very signi cant role in a proof of the Extended Riemann Hypothesis that he felt might be produced from a proof of the Riemann Hypothesis. Whether this should prove to be the case or not, however, his ca;n numbers are of intrinsic interest and certainly merit further investigation. In this paper we shall derive a simple formula for evaluating ca;n, which is quite ecient as long as a is small. We use this to produce tables of values of ca;n. We then provide proofs of generalizations of all of Shanks's congruence results concerning ca;n. The methods that we will develop will work for all squarefree a, but because c1;n is de ned slightly di erently from ca;n (a > 1), we will assume for convenience that a > 1 in what follows. 2. Preliminary Results In order to compute values of ca;n and to derive some of their arithmetic properties, it is helpful to develop a formula for ca;n. A simple (and well known) approach to this is to make use of (1.3), together with the classical result on Gauss sums D  p X jDj   D e2ijm=jDj : D = (2.1) m j =1 j

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E. TESKE AND H. C. WILLIAMS

From (1.3) we have

p

DL(2n + 1; ) =

hence, by (2.1)

p

DL(2n + 1; ) =

1  D  pD X m=1

m m2n+1 ;

jDj   X X D 1 e2ijm=jDj

j m=1 m2n+1 : Since L(2n + 1; ) is real, we observe on equating real and imaginary parts that jDX j?1   X p D 1 sin(2jm=jDj) : jDjL(2n + 1; ) = (2.2) m2n+1 j =1 j m=1 Since 0 < j=jDj < 1, we know by classical results (see, for example, Erdelyi et al [9], p. 38) that j 1 sin(2jm=jDj) (2)2n+1 (?1)n+1 X (2.3) = B 2n+1 jDj ; m2n+1 2(2n + 1)! m=1 where B2n+1(x) is the Bernoulli polynomial 2X n+1 2n + 1 (2.4) x2n+1? B B2n+1 (x) =   =0 and B denotes the  ? th Bernoulli number. Hence1 jDX j?1   D B2n+1(j=jDj) ; (2.5) ca;n = (?1)n+1 Mn ()D2n 2n + 1 j =1 j where ( 2n 2n+1 ? (2)) when a  ?1 (mod 4) Mn () = 2 (2 1 otherwise : Now it is well known that   D D (2.6) jDj ? j = ? j j =1

and (2.7) B2n+1(1 ? x) = ?B2n+1 (x) ([9], p. 37). It follows that  j  bjDXj=2c  D  j jDX j?1   D (2.8) B2n+1 jDj = 2 j B2n+1 jDj ; j =1 j j =1 and by (2.5) we get j n+1 n ()D2n bjD Xj=2c  D  (2.9) B ca;n = (?1) 2n2M +1 j 2n+1 jDj : j =1

1 We will often write formulas involving both D and a. In such formulas D and a are always related by (1.2).

GENERALIZED EULER AND CLASS NUMBERS

5

Using (2.9) in conjunction with (2.4), we were easily able to compute tables of ca;n for all squarefree values of a between 3 and 1000 and all values of n such that 0  n  120 when a < 20 and 0  n  40 otherwise. To obtain some insights concerning possible arithmetic properties of the ca;n values, we attempted to factor them. For all computations, we used the computer algebra system LiDIA [12]. Excerpts of some representative tables for a = 7; 11; 13 are presented below. The symbol Cn (Pn) denotes a composite (prime) cofactor of n digits with no prime factor below 106.

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E. TESKE AND H. C. WILLIAMS

n 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40

ca;n 26 29  31 210  73  127 214  73  8831 214  11  23  73  89  701 217  173  8191  266447 218  31  151  145764975331 223  52181  131071  14859029 222  29  53  1459  23039  45599  524287 225  11  127  139  313  337  2389  23810336513 226  23  47  178481  27702422544842164391 230  31  47  601  1801 P22 230  73  17189  69151  262657  2074051907495337899 233  29  233  1103  2089  13866977  83889121  4897938881587 234  11  191  2147483647 P30 240  23  59  89  9281  9923  599479 P26 238  31  71  127  181  8191  122921  332273565017 P22 241  37  223  2399  30403  59359  616318177 P28 242  79  149  8191  121369  7059090067  227637367699153  48821335008117761009 246  11  13367 C56 246  43  53  431  9719 C55 249  23  31  73  137  151  631  23311 C53 250  29  691  2351  4513 C62 255  127  353  383 C69 254  11  103  1129  2143  11119  131071  587053 C57 257  53  83  6361  63703  69431 C68 258  23  31  89  881  3191  10711  201961 C69 262  29  541  3449  32377  524287 C75 262  193  179951 C91 265  11  1453  2203 C94 266  73  127  337  92737  649657 P89 273  31  83  113  503  8191  32083 C93 270  23  67  1097  3299  370213 C100 273  47  178481 C112 274  11  47  53  71  2063  228479 C109 278  37  439 C124 278  292  31  151  601  1801  100801 C115 281  23  89  127 C132 282  73  79  2687  3023 C131 287  11  73  2593  71119  75217  129953  262657 C119 Table 1. a = 7

GENERALIZED EULER AND CLASS NUMBERS

n 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40

7

ca;n 23  33 25  32  52  17 27  33  17  43  71 29  34  53  19  4999 211  32  43  269  683  14923 213  33  52  787  2731  1183579 215  33  331  428708869630871 217  32  52  43691  1146770634498019 219  34  8297  174763  7168193  50233429 221  33  53  17  43  5419  96167  153246640574641 223  32  17  23  2659  2796203  707401237  60295211117 225  33  52  251  487  4051  3958601  44660027  127805701711 227  35  19  73  1297  87211 P28 229  32  55  59  39847  441101  1016263  3033169  6204475921023883 231  33  31  42677  1019251  35929499  715827883  6353757847606928069 233  33  52  67  179  683  20857  1788911  4902713  40607227  1761795619636066741 235  32  43  281  46919  86171 P43 237  34  52  17  37  1777  28657  25781083  4575315629 P31 239  33  17  2731 C60 241  32  53  83 C65 243  33  173  399577  935537 C59 245  34  52  19  23  331  1171  1627  49871 C59 247  32  47  283 C78 249  33  53  43 C83 251  33  307  2857  6529  43691  101411 C71 253  32  52  17  43  53  107 C88 255  35  17  79  107  683  1201  2971 C84 257  33  52  571  174763 C95 259  32  59  313  2833  37171  531793 C91 261  33  53  31 C110 263  34  19  43  313  5419  30841 C104 265  32  52  131  2731  28081  409891 C106 267  33  23  67  1823 C121 269  33  53  17  139 C127 271  32  17  71  61667 C130 273  34  52  37  1753 C135 275  33  251  331  4051  6389 C135 277  32  52  43  71  617  683  78233 C137 279  33  C157 281  36  53  19  89  163  19603  87211  135433  786211 C132 Table 2. a = 11

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E. TESKE AND H. C. WILLIAMS

n 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40

ca;n

2  151 2  128657 2  7  13  1087  2683 2  61  263  63477859 2  11  17  43  1663  11119  42223 2  7  31  2609  24419  4105617731 2  1951  3881  103020283  907058147 2  17  19  31 P25 2  7  13  19  97 P28 2  11  110729  135805619  20602775603  1861737262019 2  37  36494716387  366229898594827  405993740912827 2  7  73  971  530027  289340068611211  99757182964606125701 2  17  677  402991  41952180440214788539 P22 2  29  971  65609  967787 P40 2  7  11  13  31 C56 2  17  134059 C59 2  19 C69 2  7  19  197  10463 C67 2  139 C78 2  11  1061 C81 2  72  13  17  312  89  401  244121 C73 2  61  163  443  751 C86 2  31  47 C97 2  7  17  2797  7877 C96 2  11  241  409  2473  22573  312217 C92 2  19  43  53  149  6521 C106 2  7  13  19 C118 2  29  1741 C122 2  17  37  59  40493  931003 C117 2  7  11  31  61 P132 2  71  757  5023 P135 2  17 C147 2  7  13  67 C150 2  61  202567 C152 2  11  19  71  737207 C155 2  7  19  31  281 P164 2  17  33563 C170 2  31  1489  809189 C171 2  7  132  83  283 P180 2  11  17  547  212167 C183 Table 3. a = 13

GENERALIZED EULER AND CLASS NUMBERS

9

Notice that when a = 7; 11, we get a large power of 2 as a factor of ca;n, a power that increases with increasing n, but when a = 13 it appears that 2 j j c13;n for all n. Also, it seems that there are more factors of ca;n when a = 7; 11 than when a = 13 and that very often (but not always) a prime p divides ca;(p?1)=2. We will explain these and other phenomena concerning ca;n in the sequel. It will be convenient to consider the following exponential sums. We de ne Sm () = Tm () =

jDj X

(j)j m

j =1 bjDX j=2c j =1

(j)j m :

We can now write (2.5) as n+1 2n + 1 n+1 Mn () 2X ( ? 1) (2.10) B jDj ?1S2n+1? () ca;n = 2n + 1   =0 and (2.9) as n+1 2n + 1 n+1Mn () 2X 2( ? 1) (2.11) B jDj ?1T2n+1? () : ca;n = 2n + 1   =0 Also, it is well known that (2.12) S0 () = 0 and by classical results of Dirichlet we have T0() = w2 (2 ? (2))h(?a) ; (2.13) S1 () = w2 Dh(?a) :

(2.14) Furthermore, Sm () = hence, by (2.6) (2.15)

bjDX j=2c j =1

(j)j m +

Sm () = Tm () ?

Putting m = 1, we get

bjDX j=2c j =1

(jDj ? j j)(jDj ? j)m ;

m m X

(?1)i jDjm?i Ti () : i i=0

S1 () = 2T1 () ? jDjT0() ; therefore, by (2.13) and (2.14), we get 2T1 () = w2 (1 ? (2))jDjh(?a) : (2.16) In his correspondence with Lal, Shanks noted, but did not provide a proof, that if a  3 (mod 8) and a 6= 3, then 3 j ca;n for all n. In fact, he must have had a proof

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E. TESKE AND H. C. WILLIAMS

of this because it is easy to modify the method of Ayoub, Chowla and Wallum [2] to prove that S3 () = D(ca;1 ? 4D2 ca;0 )=12 whenever D  5 (mod 8). (See Lehmer, Lehmer, Shanks [10], p. 442.) Suppose 3 a. Since 3 j ca;0, it is clear that2 3 j ca;1. Now by (1.6) ca;1 ? a2ca;0 = Ca;1 ; hence 3 j Ca;1. For any n  1, we get Ca;n  (?1)n+1 Ca;1  0 (mod 3) : If 3 j a, then Ca;n  (?1)n+1 T2 ()  (?1)n+1 T0()  0 (mod 3) : It follows by (1.6) that 2n n X 2 i ca;n?i(?a ) 2i  0 (mod 3) : i=0 By induction on n, it is easy to see that 3 j ca;n if a 6= 3 and a  3 (mod 8). We have now proved the following theorem. Theorem 2.1. If a  3 (mod 8), a 6= 3, then 3 j ca;n for all n  0. -

3. Properties of ca;n modulo 2k In a letter to Lal in February of 1968, Shanks mentioned that he noted \but did not formally prove" that if a  3 (mod 8) [a 6= 3], then 3  22n+1 j ca;n : This conjecture allowed him to determine the value of c11;9 (32 digits) from only a 25 digit approximation of L11 (9). We have already seen that 3 j ca;n whenever a  3 (mod 8) (a 6= 3). In this section we will prove that 22n+1 j ca;n whenever a  3 (mod 8), and we will establish several other divisibility results concerning ca;n with respect to powers of 2. By using the method of x2, we get (3.1)

p

jDjLa (2n + 1) =

jDj   X X D 1 sin2(2m + 1)j=jDj j =1

(2m + 1)2n+1

j m=0

:

For any j  1, let x = j=jDj. By (2.3) 1 sin 4mx X 1 sin2(2m + 1)x (?1)n+1 (2)2n+1 B X 2n+1(x) ; + 2n+1 2n+1 = (2m) (2m + 1) 2(2n + 1)! m=1 m=0 where x < 1, and 1 sin 2m(2x) (?1)n+1 2n+1 B 1 sin 4mx X 1 X 2n+1(2x) ; = 2n+1 22n+1 2n+1 = (2m) m 2(2n + 1)! m=1 m=1 2 Indeed, if one examines values of c for n = 0; 1, one might begin to believe that c 0 c 1 for all a; but, in fact, as Shanks noted in a letter to Lal, c47 0 c47 1 . (c47 0 = 5, c47 1 = 27 32 7.) a;n

a;

;

-

;

;

;



j

a;



GENERALIZED EULER AND CLASS NUMBERS

where 2x < 1. Since we have

sin 2m(2x ? 1) = sin 4mx ;

1 sin 4mx (?1)n+1 2n+1B X 2n+1 (2x ? 1) =

m=1 (2m)

2n+1

11

2(2n + 1)!

(1 < 2x < 2) :

It follows that 1 sin 2(2m + 1)x (?1)n+1 (2)2n+1B X 2n+1 (x) 2n+1 = (2m + 1) 2(2n + 1)! m=0 ( n+1 2n+1 B2n+1 (2x) when x < 1=2 ( ? 1) ? 2(2n + 1)! B (2x ? 1) when 1=2 < x < 1 : 2n+1 From this, (3.1) and (1.5), we get 0 jDj     n +1 2 n 2 n a 2 @X D 22n+1B2n+1 j ca;n = (2 (??j1)(2)j)(2n + 1) j =1 j jDj

?

bjDX j=2c 

 D

 2j 

jDj X

D

 2j

1 ?1 A :

j B2n+1 jDj ? j =bjDj=2c+1 j B2n+1 jDj By (2.8), (2.6) and (2.7), this becomes (3.2) 0bjDj=2c   1     n +1 2 n 2 n +1 X j 2j A : D 2 2n+1 @ ca;n = (2(??1)j(2)aj)(2n + 1) j =1 j 2 B2n+1 jDj ? B2n+1 jDj j =1

When a  ?1 (mod 4) and n  1, we can write (3.2) as 2n 2n + 1 n+1 22n+1 X ?  ( ? 1) a (2B ) 22n ? 22n? T2n+1? () ; (3.3) ca;n = a(2n + 1)   =0 ?  ?  on using (2.4) and the fact that B2n+1 = 0. Since 2n+1 =(2n + 1) = 2?n1 =, we also have 2n 2n a X ?22n+1 ? 22n? T () : B (3.4) ca;n = (?1)n+1 22n+1  +1 2n?  =0   + 1 Now it is well known that 2B  1 (mod 2); hence, if n > 1, then (3.5) 2n 2n + 1 X  (2B ) ?22n ? 22n?  T2n+1? ()  ?(2n + 1)a2n2B2nT1 () (mod 8) : a   =0 If n = 1, then 2n 2n + 1 X ?  (3.6) a (2B ) 22n ? 22n? T2n+1? () = ?6aT2 () + 3a2 T1() :   =0 If a  3 (mod 8), then (2) = ?1 and T1 ()  h(?a) (mod 2) by (2.16); hence, by (3.3), we see that ca;n  0 (mod 22n+1) and 22n+1 j j ca;n if h(?a) is odd.

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Theorem 3.1. If a  3 (mod 8) and n  1, then 22n+1 j ca;n. If 2 h(?a), then 22n+1 j j ca;n; otherwise, 22n+2 j ca;n. -

If a  7 (mod 8), then (2) = 1 and T1 () = 0 by (2.16). Thus if n > 1, we nd from (3.3) and (3.5) that 22n+4 j ca;n. When n = 1 we get (3.7) ca;1  ?16a3T2 () (mod 64) from (3.5). To proceed further we need a simple lemma. Lemma 3.2. If D 6 5 (mod 8), then S3 ()  S1 () (mod 4). Proof. We have

jDj   X D

j(j 2 ? 1) j j =1  D  bjDXj=2c  D   D   2 2 i i = 2 2 T1 () (mod 4) : i=1

S3 () ? S1 () =

The result now follows easily from (2.16). Corollary 3.2.1. If D  1 (mod 8), then 4 j T2(). Proof. From (2.15) with m = 3, we get

S3 () = 2T3() ? 3jDjT2 () + 3D2T1 () ? jDj3T0 () ; hence, by the lemma, we get S1 () = 2T1 () ? jDjT0 ()  2T3 () ? 3jDjT2() ? T1 () ? jDjT0() (mod 4) : Since T3 ()  T1 ()  0 (mod 2), we get jDjT2()  3T1 ()  0 (mod 4).

By Corollary 3.2.1 and (3.7), we get 64 j ca;1. Theorem 3.3. If a  7 (mod 8) and n  1, then 22n+4 j ca;n. We next consider the case of a 6 ?1 (mod 4). In this case we can write (3.2) as 2n 2n + 1 1)n+1 X   ?1 ca;n = (? (3.8) 2n + 1  =1  B (2 ? 1)(2a) T2n+1? () : It is very easy to see that (3.9) T2n+1 ()  T1 () = 2ah(?a) (mod 8) ; and if a 6= 2, we get 2 j h(?a); thus 4 j T2n+1() (n  0). It follows from (3.8) that     1)n+1 ? 2n + 1 T () + 2n + 1 aT () (mod 16) : (3.10) ca;n  (? 2n?1 2n + 1 2 2n 2 We note further that  T () when 2 n  T2n ()  T2 () when 2 j n (mod 16) : 0 -

GENERALIZED EULER AND CLASS NUMBERS

Thus, if 2 j n we get and by (3.10),

13

T2n()=2  h(?a) (mod 8) ; ca;n  h(?a) (mod 8) :

If 2 n, we must investigate T2 () (mod 16). It is a simple matter to verify that for any odd j, we have   j 2  5 ? 4 2j (mod 16) ; hence, jDX j=2   2D (mod 16) : T2 ()  5T0() ? 4 j =1 j If 8 D, then a  1 (mod 4) and 2D = ?8a is a fundamental discriminant. By (2.13) we get jDj   X 2D = 2h(?2a) ; j =1 j and since (2D=(jDj ? j)) = (2D=j), we can deduce that jDX j=2   2D = h(?2a) : j =1 j If 8 j D, then D=8 must be odd and either D=8 or 4D=8 is a fundamental discriminant. We get jDX j=2   jDX j=2  2D = j=2  4(D=8)  = jDX D=8  = 0 j j j =1 j j =1 j =1 by (2.12). By putting all these results in (3.10) we get the theorem below. Theorem 3.4. If a 6 ?1 (mod 4), then ca;n  (?1)nh(?a) (mod 8) when 2 j a or a  1 (mod 4) and 2 j n. If a  1 (mod 4) and 2 n, then ca;n  h(?a) + 2h(?2a) (mod 8) : -

-

-

4. Periodic Properties of ca;n modulo m As mentioned earlier, Shanks had observed that (4.1) ca;n+2  ca;n (mod 60) when n  1. He also mentioned in a letter to Lal that if n = ca;n+2 ? ca;n, then (4.2) n+2  n (mod 100) (n  1) ;

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E. TESKE AND H. C. WILLIAMS

furthermore, in a subsequent letter he noted that 4ca;3  3ca;1 + ca;9 (mod 100) ; ca;3  ca;9 (mod 819) ; ca;1  ca;9 (mod 17) : The rst of these last three follows on repeated application of (4.2), but all of the others suggest that there must be some general underlying periodic properties of the ca;n modulo m. In this section we will derive some of these properties. If by Bn we denote the generalized Bernoulli numbers of Leopoldt [11] (these numbers had in fact been mentioned as early as 1890 by Berger [3] and later in 1952 by Ankeny, Artin and Chowla[1]), then as noted by Carlitz [6] nX ?1 n

jDjj ?1Bj Sn?j () : j j =0 It follows from (2.10) that for n  1 B 2n+1 ca;n = (?1)n+1 Mn () 2n + 1 : (4.3) In 1959 Carlitz showed that B2n+1 is an integer as long as D 6= ?p, where p is a prime  ?1 (mod 4). He also showed that in the exceptional case, B2n+1=(2n+1) would be an integer as long as p 1 + g2n+1 , where g is any primitive root of pk (k = 1; 2; 3; : : :). However, it is a very easy matter to show that if p j j g2n+1 + 1, then p j 22n+1 ? (2); hence, by (4.2) and Carlitz's reasoning in x3 of [6], we see that ca;n must always be an integer. Thus, an alternate proof of the integrality of ca;n can easily be derived from the work of Carlitz. Bn =

-

Carlitz also proved in [6] that Bn satis es the Kummer-type congruence r Bn+1+su r X  r ? s (?1)  0 (mod (pn; per )) ; s n + 1 + su s=0

where p is any prime, pe?1(p ? 1) j u and either p D or jDj 6= p. Thus, by (4.3) we see that  r X (?1)s(u=2?1) rs ca;n+su=2  0 (mod (p2n; per )) (4.4) s=0 -

when 2 j u, pe?1 (p ? 1) j u and a 6 ?1 (mod 4). In fact, it can be shown that (4.4) holds for all squarefree values of a. We rst note that if a  ?1 (mod 4), then (4.4) holds when p = 2 by Theorems 3.1 and 3.3. We may therefore assume that p is odd. If, for a xed value of n, we de ne k = ak Bk+1 =(k + 1) ; k = 22n+1(22n+1 ? 2k )Tk () ;

GENERALIZED EULER AND CLASS NUMBERS

then by (3.4) we get (4.5)

2n 2n X n +1  2n? (?1) ca;n =  =0 

15

:

By Kummer's congruence for the Bernoulli numbers we have for any positive integer m r B r X m+1+su  0 (mod (pm ; per )) : r ? s (?1) s m + 1 + su s=0 Also, r r X r ? s (?1) am+su = am (au ? 1)r  0 (mod pr ) (r  m) : s s=0 Thus, by Theorem 10 of Carlitz [4], we get r r X r r ? s (4.6) (?1) s m+su  0 (mod p ) (r  m) : s=0 Since  r X (?1)r?s rs m+su s=0 = 22n+1



bjDX j=2c

k=1 0 (mod pr ) ;

?  (k) 22n+1km (ku ? 1)r ? (2k)m ((2k)u ? 1)r

we see by (4.6) and results in Carlitz [5] that r r X r ? s

m+su  0 (mod per ) (er  m) ; (?1) s s=0 where we de ne k k X  k? :

k =  =0  By (4.5) we get r r X r ? s (?1)n+1+su=2ca;n+su=2  0 (mod per ) (er  2n) : (?1) s s=0 Thus, we have proved the following theorem. Theorem 4.1. For all squarefree values of a, (4.4) must hold for any prime p. De nition 4.1. For a given positive integer m, put L = lcm[pe?1(p ? 1)=2 : pe j j m] ;

where the least common multiple is evaluated over all the distinct odd primes which divide m. We de ne ( when k  1 (m) = Lk?2 2 L when k  2 ;

16

E. TESKE AND H. C. WILLIAMS

where 2k j j m.

Corollary 4.1.1. If pe j j m and re  2n for each prime power which divides m,

then

r X

(4.7)

s=0

(?1)s( (m)?1)

r

r s ca;n+s (m)  0 (mod m ) :

By Corollary 4.1.1 with r = 1 we get (4.8) ca;n+ (m)  (?1) (m) ca;n (mod m) as long as e  2n for all e such that pe j j m. This is a generalization of (4.1) as (60) = 2. Note further that (819) = 6 and (17) = 8. If we put r = 2 in (4.7), we get ca;n+2 (m) ? 2(?1) (m) ca;n+ (m) + ca;n  0 (mod m2 ) as long as e  n for all pe j j m. Since (10) = 2, we get ca;n+4 ? 2ca;n+2 + ca;n  0 (mod 100) for n  1; this is the same as (4.2). 5. Primes that divide ca;n . If w(pe) is the least positive integer n such that pe j ca;n, then by (4.8) we must have w(pe) < e=2 + pe?1(p ? 1)=2. If, for example, we examine Table 1, we note that neither 5, 13 nor 19 can ever be a divisor of c7;n because for each of these values of p, p c7;n for all 1  n  (p ? 1)=2. The general question of just what primes can divide ca;n for some n for a prime value of a seems to be very dicult. In this section we will provide a partial answer to this question. -

We have already seen that 3 j ca;1 when a 6= 3 and a  3 (mod 8); also, Shanks mentioned to Lal that 5 j ca;2 whenever a  1 (mod 5). We will now investigate the more general question of when pe j ca;n, where n is a multiple of pe?1 (p ? 1)=2 and p is an odd prime. By (5.5) of [6] and (2.14) it is easy to see that B2n+1 2 e 2n + 1  ? w (1 ? (p))h(?a) (mod p ) when p a and pe?1(p ? 1) j 2n. Hence, by (4.3) we get  ?a  2(2 ? (2)) m ( p ? 1) = 2 e (5.1) ca;mpe?1 (p?1)=2  (?1) (2 ? j(2)j)w (1 ? p )h(?a) (mod p ) for any integer m > 0. 5.1. If p a and m is a positive integer, then pe j ca;mpe?1 (p?1)=2 if  Theorem ?a = 1 or if pe j h(?a). p -

-

 

GENERALIZED EULER AND CLASS NUMBERS

17

Thus, if ?pa = 1 or p a and p j h(?a), we nd that p j ca;(p?1)=2. In the case of p = 5, e = 1, we see that 5 j ca;2 if (?a=5) = 1 or a  1 (mod 5). We now consider this problem when p j a. We know by a result that goes back to Legendre that if  = (j ? )=(p ? 1), where  is the sum of the digits of j (> 0) when written in base p, then p j j j!. Thus, since   1, we get   j ? 1 (j  1). It follows that if pe?1  (p ? 1) j 2n and e  2i, then for i  1 2n e?2i 2i  0 (mod p ) ; therefore, for all e  1, 2n 2 i (?a ) 2i  0 (mod pe) : By (1.6) we get (5.2) ca;n  Ca;n (mod pe) : Now if a  ?1 (mod 4), we get

k

Since p

-

Ca;n = (?1)n

(aX ?1)=2 



k 2n a (a ? 4k) :

k=1 = 0 when p j k and (a ? 4k)2n  1 (mod pe) when

Ca;n  (?1)n By (2.13) and (5.2) we get

(aX ?1)=2  k=1

p k, we have -

?a  = (?1)n T () (mod pe ) : k

0

ca;mpe?1 (p?1)=2  (?1)m(p?1)=2 2(2 ?w(2)) h(?a) (mod pe ) :

If a 6 ?1 (mod 4), then 4 j D and  D  D  (5.3) jDj=2 + j = ? j : By this result and (2.6) we get  D  D  jDj=2 ? j = j : Since D = ?4a, it is now easy to show that X  ?a  n = (?1)n 21 T0 () (mod pe ) : Ca;n  (?1) 2b + 1 2b+1